Articles Posted in asset

SHARIF AZMI SHARIF of LPL Financial is SUSPENDED
Israels & Neuman, PLC

Former LPL Financial Advisor Sharif Azmi Sharif Suspended ELMHURST, ILLINOIS Have you invested with financial advisor Sharif Azmi Sharif from Elmhurst, Illinois? This advisor has been suspended for nine months and fined $5,000 by FINRA. According to FINRA’s AWC, Sharif was a founding member of a crypto mining company. He and a business partner solicited…

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COMPAINTS Against MICHAEL YOUNG of Classic Asset Management
Israels & Neuman, PLC

Michael Young, with Classic Asset Management, Subject of Customer Complaint FARGO, NORTH DAKOTA Have you lost money with financial advisor Michael Young of Fargo, North Dakota? Our law firm is looking into claims made by a customer of Young, who provided investment advisory services through Classic Asset Management. According to the complaint, he was negligent…

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PHILIP RIPOSO of United Planners Financial is FIRED
Israels & Neuman, PLC

Philip Riposo Fired By United Planners Financial Services NEW BEDFORD, MASSACHUSETTS and CAVE CREEK, ARIZONA Have you lost money with Philip Riposo, a financial advisor formerly with United Planners Financial Services in New Bedford, Massachusetts? Riposo was recently discharged by United Planners Financial Services, regarding allegations that he created fake statements from Zurich Kemper Investments…

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TODD LESK of Cambridge Investment is BARRED
Israels & Neuman, PLC

Todd Lesk Formerly with Cambridge Investment Research Barred CORAL SPRINGS, FLORIDA Did you invest with advisor Todd Lesk in Coral Springs, Florida? Israels & Neuman is reviewing claims made against Todd M. Lesk, formerly with Cambridge Investment Research. In October 2023, FINRA’s Disciplinary Database shows that he was barred from the securities industry. FINRA began…

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STEVEN MUNTIN of Taylor & Morgan Charged with FRAUD
Israels & Neuman, PLC

FLINT, MICHIGAN Have you lost money with financial advisor Steven Muntin from Flint, Michigan? We are looking into allegations against Steven Muntin by the SEC. Muntin was civilly charged with defrauding an investor. Muntin used his company Executive Asset Management to charge a customer over $300,000 but never actually invested the money. Instead, the money…

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