Articles Posted in borrow

Berthel Fisher Fires Advisor James Martin JACKSONVILLE, ILLINOIS Are you a former customer of financial advisor James Martin also known as Jamie Martin, from Jacksonville, Illinois? Our investment fraud law firm is looking into allegations made against this advisor. In July 2024, he was fired by Berthel Fisher regarding allegations that he borrowed money from…

LPL Financial Fires Advisor Ross Fabregas ALBANY, NEW YORK Are you a former customer of financial advisor Ross Fabregas from Albany, New York? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against this advisor. In May 2024, he was fired by his brokerage firm, LPL Financial. LPL…

Marat Likhtenstein, Formerly with Royal Alliance, is Barred from the Securities Industry BROOKLYN, NEW YORK Are you a former client of financial advisor Marat Likhtenstein? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Royal Alliance (now known as Osaic Wealth). Mr.…

Former Ameriprise Financial Services Advisor Scott Taubman Suspended PEORIA, ARIZONA Did you lose money with financial advisor Scott Taubman from Peoria, Arizona? He was suspended for four months by FINRA. FINRA began its investigation after he was “permitted to resign” by his former brokerage firm, Ameriprise Financial Services. Mr. Taubman was under internal investigation by…

Ameriprise Financial Fires Advisor Eric Anthony Dupre SAN ANTONIO, TEXAS Are you a former customer of financial advisor Eric Anthony Dupre from San Antonio, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. He was fired by Ameriprise Financial Services in March 2024. Ameriprise terminated…

Former Ameriprise Financial Services Advisor Cynthia Beyerlein Suspended LANCASTER, PENNSYLVANIA Have you invested with financial advisor Cynthia Beyerlein from Lancaster, Pennsylvania? She was suspended for eight months by FINRA. FINRA began its investigation of Beyerlein after she was fired by her brokerage firm, Ameriprise Financial Services. She was under internal investigation by Ameriprise Financial Services,…

Jayson Pocius, Formerly with Wells Fargo, Barred from Securities Industry CHICAGO, ILLINOIS Are you a former client of Jayson Pocius in Chicago, Illinois? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this financial advisor, who previously worked with Wells Fargo Advisors. In March 2024, he was barred…

PFS Investments Fires Sean Fields for Allegedly “Borrowing” Client Money CONCORD, CALIFORNIA Have you invested with financial advisor Sean Fields from Concord, California? In January 2024, he was fired by his brokerage firm, PFS Investments. Fields was under internal investigation by his brokerage firm, whereby he allegedly admitted that he borrowed from two customers. Generally,…

Michael Archimede Barred from Securities Industry WAUKESHA, WISCONSIN Did you invest with advisor Michael Archimede in Waukesha, Wisconsin? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Archimede, who previously worked with PFS Investments (Primerica). In January 2024, he was barred from the securities industry by FINRA. According…

John Sullivan, Formerly of Brokers International Financial Services, Subject of FINRA Complaint COLUMBIA, MARYLAND Are you a former customer of John Sullivan, formerly with Brokers International Financial Services and International Assets Advisory in Columbia, Maryland? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against John David…