Articles Posted in breach of fiduciary duty

ROSALINE ALAM of Pruco Securities is BARRED
Israels & Neuman, PLC

June 14, 2024

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Rosaline Alam, Formerly with Pruco Securities, Barred CLAREMONT, CALIFORNIA Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential). She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond…

MATTHEW CHIMENTO of Morgan Stanley is BARRED
Israels & Neuman, PLC

April 1, 2024

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Matthew Chimento Barred from Securities Industry ALPHARETTA, GEORGIA Are you a former client of financial advisor Matthew Chimento in Alpharetta, Georgia? Israels & Neuman is reviewing allegations against this broker, who previously worked with Morgan Stanley (Prudential). He was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database. In November 2023, Matthew…

DAVID MORRIS of Stifel Nicolaus is SUSPENDED
Israels & Neuman, PLC

April 2, 2023

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David Morris, Formerly with Stifel Nicolaus & Company, Suspended by FINRA CHICAGO, ILLINOIS Are you a former client of David Morris, formerly with Stifel Nicolaus & Company in Chicago, Illinois? Israels & Neuman is reviewing claims made by FINRA against David Jeffrey Morris. David Morris was indefinitely suspended by FINRA in February 2023 because Morris…

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