Billy Stanage, Formerly with Commonwealth Financial Network, Barred from Securities Industry RIO RANCHO, NEW MEXICO Are you a client of Billy Stanage from Rio Rancho, New Mexico? In July 2023, FINRA’s Disciplinary Database disclosed that Billy Stanage Jr. was barred from the securities industry by FINRA, after he did not respond to an investigation. The…
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SAN DIEGO, CALIFORNIA Have you lost money with financial advisor Lanny Howarter, with Crown Capital Securities in San Diego, California? We are looking into allegations made against Lanny Howarter. Howarter has been the subject of seven customer complaints, three of which were made within the last year. Many of the complaints allege unsuitable investments in…
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SHELTON, CONNECTICUT Have you lost money with financial advisor Cynthia Giovacchino, with LPL Financial in Shelton, Connecticut? We are looking into allegations made against Cynthia Giovacchino. Giovacchino has been the subject of four customer complaints, one of which was recently made. Many of the complaints allege unsuitable investments in REITs (real estate investment trusts) and…
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Financial Advisor Accused of Concentrating Investments in Business Development Companies BIRMINGHAM, ALABAMA – Have you lost money with financial advisor Kevin McCallum of Birmingham, Alabama? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kevin McCallum. FINRA alleged that McCallum recommended that several of his clients concentrate their investments in BDCs,…
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Israels & Neuman, PLC Investigates Craig Hauger, Formerly of Questar Capital and now with Woodbury Financial GOODYEAR, ARIZONA – Have you lost money with financial advisor Craig A. Hauger, formerly of Questar Capital and now with Woodbury Financial in Goodyear, Arizona? We are looking into allegations made against Craig Hauger. Craig Hauger has been the…
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Israels & Neuman, PLC Investigates Joseph Faherty, of Royal Alliance Associates OLD TAPPAN, NEW JERSEY – Have you lost money with financial advisor Joseph Faherty, of Royal Alliance Associates in Old Tappan, New Jersey? We are looking into allegations made against Joseph Faherty, who has been the subject of two customer complaints, one which was…
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Israels & Neuman, PLC Investigates Michele Savarese, Formerly of Presidential Brokerage and Kestra Investment Services SAN DIEGO, CALIFORNIA – Have you lost money with financial advisor Michele Savarese aka Mike Savarese, formerly of Presidential Brokerage and Kestra Investment Services in San Diego, California? We are looking into allegations made against Michele Savarese, who has been…
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