Leo Chien, with Cetera Investment Services, Subject of Several Complaints SAN GABRIEL, CALIFORNIA Have you invested with Leo Chien from San Gabriel, California? Our securities arbitration law firm is reviewing claims made by former clients of Leo Li-Yuan Chien, with Cetera Investment Services. Mr. Chien has been a registered representative of Cetera Investment Services since…
Continue reading ›Gregory Iglow, with Oppenheimer & Co., Subject of Complaints LOS ANGELES, CALIFORNIA Did you lose money with financial advisor Gregory Iglow with Oppenheimer & Co. in Los Angeles, California? Our law firm is looking into claims made by current or former clients Gregory Iglow, who has been a representative of Oppenheimer since June 2007. According…
Continue reading ›Zachary Taylor Discharged with Oppenheimer & Company NEWPORT BEACH, CALIFORNIA Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s BrokerCheck report. Zachary Taylor was discharged by Oppenheimer & Company in May 2023. According to BrokerCheck, Zachary…
Continue reading ›Michael Rosenmayer, with Oppenheimer & Co., Subject of Numerous Complaints LOS ANGELES, CALIFORNIA Have you invested with financial advisor Michael Rosenmayer of Los Angeles, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by current and former clients of Michael Rosenmayer. Rosenmayer has been a financial advisor and…
Continue reading ›Rene Bolivar, Formerly with First Allied Securities, Barred from Securities Industry SALINAS, CALIFORNIA Did you invest with stockbroker Rene Bolivar in Salinas, California? Our securities arbitration firm is reviewing claims made against Rene Bolivar. FINRA’s Disciplinary Database reveals that in April 2023, he was barred from the securities industry by FINRA, because he failed to…
Continue reading ›Linda Wimsatt, Formerly with Westpark Capital, Part of Three GWG Cases CARLSBAD, CALIFORNIA Did you invest in GWG L Bonds with stockbroker Linda Wimsatt, formerly with Westpark Capital in Carlsbad, California? Linda Wimsatt was a licensed advisor with Westpark Capital from November 2017 to October 2020. She now works for American Trust Investment Services. Since…
Continue reading ›Shirley Wong, Formerly with NI Advisors, Subject of GWG Complaints DALY CITY, CALIFORNIA Have you lose money while investing with financial advisor Shirley Wong from Daly City, California? Our investment fraud law firm is looking into claims made against Shirley Wong, who has been licensed with NI Advisors since 2014. A review of Shirley Wong’s…
Continue reading ›
VAN NUYS, CALIFORNIA Have you lost money with financial advisor Hayk Papoyan, formerly of MML Investors Services in Van Nuys, California? We are looking into allegations made against Hayk Papoyan. FINRA began investigating Papoyan regarding an alleged undisclosed brokerage account. Papoyan was also terminated in July 2021 by MML Investors Services regarding an undisclosed outside…
Continue reading ›
LOS ANGELES, CALIFORNIA Have you lost money with financial advisor Efrain Trujillo, formerly with Western International Securities in Los Angeles, California? We are looking into allegations made against Efrain Trujillo. Trujillo was discharged from Western International Securities regarding allegations that he borrowed money from a customer. Generally, advisors cannot borrow money from customers, with limited…
Continue reading ›
LOS ANGELES, CALIFORNIA We are currently investigating allegations made against Westpark Capital, a Los Angeles, California-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Westpark Capital. FINRA alleged that Westpark Capital issued $3.9 million in promissory notes of its parent company, Westpark Capital Financial Services, and made negligent misrepresentations…
Continue reading ›
