Articles Posted in churn

KIERAN MARC LOUGHRAN of Spartan Capital is SUSPENDED
Israels & Neuman, PLC

Spartan Capital Stockbroker Kieran Marc Loughran Suspended by FINRA NEW YORK, NY Have you lost money with advisor Kieran Loughran, formerly with Spartan Capital Securities in New York, New York? Our investment fraud law firm is reviewing claims made by FINRA against Kieran Loughran. FINRA suspended this advisor from the securities industry for three months,…

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ROBERT GLEASON Jr. of Cantella and Co. SUSPENDED for Churning
Israels & Neuman, PLC

Former Cantella & Co. advisor Robert Gleason Suspended OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating…

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JOAO PINTO of Spartan Capital is SUSPENDED by FINRA
Israels & Neuman, PLC

Joao Pinto of Spartan Capital, Suspended by FINRA NEW YORK, NY Have you invested money with financial advisor Joao Pinto, with Spartan Capital Securities in New York, New York? Our securities arbitration law firm is reviewing claims made by FINRA against Joao A. Pinto. FINRA has suspended Pinto from the securities industry for three months.…

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SEBASTIAN WYCZAWSKI of Joseph Stone Accused of Excessive Trading
Israels & Neuman, PLC

MANORVILLE, NEW YORK Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York? We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA. FINRA was investigating whether…

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LEONID YUROVSKY of Joseph Stone Accused of Churning Customer Accounts
Israels & Neuman, PLC

MINEOLA, NEW YORK Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA. FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts. Leonid Yurovsky was…

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MARC REDA Involved in Allegations of Excessive Trading
Israels & Neuman, PLC

Marc Reda, with Spartan Capital Securities, Subject of FINRA Complaint NEW YORK, NY – Have you lost money with financial advisor Marc A. Reda of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Marc Reda. FINRA alleged that Reda made unsuitable recommendations by excessively trading (or…

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