JOHNSTOWN, COLORADO Did you invest with Jeffrey Perryman in Johnstown, Colorado? Israels & Neuman is reviewing claims made against this advisor, who previously worked with NY Life from 1900 to April 2024. He was barred by FINRA after he failed to respond to a FINRA investigation. Jeffrey Perryman was being investigated by FINRA after he…
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Sanford Simmons Barred from Securities Industry CASTLE ROCK, COLORADO Did you invest with former financial advisor and stockbroker Sanford Simmons in Castle Rock, Colorado? Israels & Neuman is reviewing claims made against this advisor, who was licensed with a number of firms, including Provasi Capital Partners, Patrick Capital Markets, Wealthforge Securities, Colorado Financial Service Corp.,…
Continue reading ›Andrew Schell with D.A. Davidson Subject of 19 Complaints COLORADO SPRINGS, COLORADO Did you invest with Andrew Schell from Colorado Springs, Colorado? Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson. Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March…
Continue reading ›James Pelletiere, formerly with Pruco Securities, Barred by FINRA DOWNERS GROVE, ILLINOIS Did you invest with financial advisor James Pelletiere, formerly with Pruco Securities? We are reviewing claims made against James Pelletiere from Downers Grove, Illinois. In October 2023, FINRA (the Financial Industry Regulatory Authority) barred Pelletiere from the securities industry. FINRA alleged that he…
Continue reading ›MWA Financial Services Advisor Robert Stransky Expelled by FINRA LITTLETON, COLORADO Are you a former client of stockbroker, Robert Stransky from Littleton Colorado? He has been barred from the securities industry by FINRA. He previously worked with MWA Financial Services and failed to respond to FINRA’s investigation, which led to the expulsion. See Stransky’s BrokerCheck…
Continue reading ›Gregory Iglow, with Oppenheimer & Co., Subject of Complaints LOS ANGELES, CALIFORNIA Did you lose money with financial advisor Gregory Iglow with Oppenheimer & Co. in Los Angeles, California? Our law firm is looking into claims made by current or former clients Gregory Iglow, who has been a representative of Oppenheimer since June 2007. According…
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COUNCIL BLUFFS, IOWA Have you lost money with financial advisor Chad M. Mackland of Council Bluffs, Iowa? We are continuing to look into allegations made against Mackland. The SEC recently barred Mackland from the securities industry in any capacity. Mackland was charged with multiple felonies related to insurance sales practices. In March 2021, FINRA, the…
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Investigation of George McCaffrey Regarding Greenhouse Building and Leasing Company ENGLEWOOD, COLORADO – Have you lost money with financial advisor George McCaffrey from Englewood, Colorado? We are continuing to look into allegations made by FINRA (the Financial Industry Regulatory Authority) against George L. McCaffrey III. In 2018, FINRA suspended McCaffrey from the securities industry for…
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BETHESDA, MARYLAND – Have you lost money with financial advisor Daniel Don Jossen? We are looking into allegations made about Daniel Jossen from Bethesda, Maryland. FINRA (the Financial Industry Regulatory Authority) barred Jossen from the securities industry. FINRA alleged that Jossen has failed to respond to its investigation regarding allegations that he misrepresented the terms…
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ORLAND PARK, ILLINOIS – Have you lost money with financial advisor Eric P. Burton. of Orland Park, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric Burton. FINRA suspended Burton for three months and fined him $5,000. Burton was being investigated regarding allegations that he falsified documents in connection…
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