Articles Posted in crypto

SHERWIN SARGEANT of Planmember Securities is BARRED
Israels & Neuman, PLC

Sherwin Sargeant, Formerly with Planmember Securities, Barred from Securities Industry ORLANDO, FLORIDA Did you invest in crypto with financial advisor Sherwin Sargeant in Orlando, Florida? Israels & Neuman is looking into claims made by FINRA against this advisor, who was an affiliate of Planmember Securities. He was barred from the securities brokerage industry by FINRA…

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SHARIF AZMI SHARIF of LPL Financial is SUSPENDED
Israels & Neuman, PLC

Former LPL Financial Advisor Sharif Azmi Sharif Suspended ELMHURST, ILLINOIS Have you invested with financial advisor Sharif Azmi Sharif from Elmhurst, Illinois? This advisor has been suspended for nine months and fined $5,000 by FINRA. According to FINRA’s AWC, Sharif was a founding member of a crypto mining company. He and a business partner solicited…

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ERIC ANTHONY DUPRE is FIRED by Ameriprise Financial
Israels & Neuman, PLC

Ameriprise Financial Fires Advisor Eric Anthony Dupre SAN ANTONIO, TEXAS Are you a former customer of financial advisor Eric Anthony Dupre from San Antonio, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. He was fired by Ameriprise Financial Services in March 2024. Ameriprise terminated…

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TODD LESK of Cambridge Investment is BARRED
Israels & Neuman, PLC

Todd Lesk Formerly with Cambridge Investment Research Barred CORAL SPRINGS, FLORIDA Did you invest with advisor Todd Lesk in Coral Springs, Florida? Israels & Neuman is reviewing claims made against Todd M. Lesk, formerly with Cambridge Investment Research. In October 2023, FINRA’s Disciplinary Database shows that he was barred from the securities industry. FINRA began…

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JUSTIN MAHER of Northwestern Mutual is SUSPENDED
Israels & Neuman, PLC

Former Northwestern Mutual Advisor Justin Maher Suspended for Crypto Sales NEW HAVEN, CT Did you invest in cryptocurrencies with Justin Maher of Northwestern Mutual? In September 2023, he was suspended from the securities brokerage industry for 12 months and fined $10,000 for selling cryptocurrency investments without disclosing it to his former brokerage firm, Northwestern Mutual.…

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