Carmel by the Sea, California Are you a former customer of financial advisor Bryce Hamilton from Carmel by the Sea, California? Our investment fraud law firm is looking into allegations made against this advisor. He was permitted by LPL Financial to resign in October 2024 regarding allegations that he failed to timely report a customer…
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NEW YORK, NY Did you invest with financial advisor Troy Orlando in New York, New York? Israels & Neuman is looking into claims made by FINRA against this advisor, who had been an affiliate of Craft Capital Management from March 2022 to November 2023. In November 2024, he was barred from the securities brokerage industry…
Continue reading ›Israels & Neuman, PLC Investigates Beechwood Bermuda International Investment Losses BERMUDA Did you invest in Beechwood Bermuda International? Israels & Neuman is a securities arbitration law firm and is looking into claims made regarding Beechwood Bermuda International, which is currently in litigation. Its sister companies, Omnia, Ltd. and Northstar Financial Services (Bermuda) are also in…
Continue reading ›CROWN POINT, INDIANA Randall Minas has been an advisor with Stifel Nicolaus from February 2017 to the present and has worked in an office in Crown Point, Indiana. According to the BrokerCheck database maintained by FINRA, Minas has been the subject of a customer complaint that was filed in Denver County District Court in Denver,…
Continue reading ›TAMPA, FLORIDA Have you lost money with financial advisor Michael Nixon, formerly with Paulson Investment Company in Tampa, Florida? We are looking into allegations made against Michael P. Nixon. Nixon has been the subject of an investigation by FINRA. FINRA investigated Nixon regarding allegations that he sold unsuitable investments in Steepener Notes. FINRA alleged that…
Continue reading ›TOLEDO, OHIO Have you lost money with financial advisor Rita Mansour Of McDonald Partners in Toledo, Ohio? We are looking into allegations made by the Securities and Exchange Commission (SEC) against Rita Mansour. The SEC alleged that Mansour sold investments in two pooled investment vehicles, the purpose of which was to then invest in a…
Continue reading ›MELVILLE, NY Have you lost money with financial advisor Daniel James O’Neill of Aegis Capital in Melville, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel James O’Neill. Earlier in 2021, FINRA has named O’Neill in a regulatory complaint, alleging that O’Neill excessively traded or churned customer accounts.…
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BAY RIDGE, NEW YORK Have you lost money with financial advisor Robert Guidicipietro, formerly with Arive Capital Markets in Bay Ridge, New York? We are looking into allegations made against Robert Guidicipietro. Guidicipietro was suspended from the securities industry for four months, fined $5,000, and ordered to pay $35,219 in restitution by FINRA. FINRA was…
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Mark Chamberlain, Formerly with First Allied Securities, Subject of Several Customer Complaints Have you lost money with financial advisor Mark Chamberlain, formerly with First Allied Securities in Chesterton, Indiana? We are looking into allegations made by former customers of Mark W. Chamberlain. Chamberlain has been the subject of at least seven customer complaints. One of…
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St. LOUIS, MISSOURI Have you lost money with financial advisor Dustin Ward, formerly with OneAmerica Securities and now with Woodbury Financial in St. Louis, Missouri? We are looking into allegations made against Dustin K. Ward. Ward has been the subject of two customer complaints, which were made within the last year. Both complaints allege losses…
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