Israels & Neuman, PLC Investigates David Wall, Formerly of Voya Financial Advisors SIMPSONVILLE, SOUTH CAROLINA – Have you lost money with financial advisor David Wall, formerly of Voya Financial Advisors in Simpsonville, South Carolina? We are looking into allegations made against David Wall. David Wall has been the subject of four customer complaints, all of…
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SPRINGFIELD, OHIO – Have you lost money with financial advisor David Maute, formerly of Allstate Financial Services in Springfield, Ohio? We are looking into allegations made against David Maute. David Maute was terminated by Allstate Financial Services after he was alleged to have arranged a loan between himself and a customer. Generally financial advisors cannot…
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Israels & Neuman, PLC Investigates Craig Hauger, Formerly of Questar Capital and now with Woodbury Financial GOODYEAR, ARIZONA – Have you lost money with financial advisor Craig A. Hauger, formerly of Questar Capital and now with Woodbury Financial in Goodyear, Arizona? We are looking into allegations made against Craig Hauger. Craig Hauger has been the…
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Israels & Neuman, PLC Investigates Stephen Whitman, Formerly of Oppenheimer CHESTERFIELD, MISSOURI – Have you lost money with financial advisor Stephen Whitman, formerly of Oppenheimer in Chesterfield, Missouri? We are looking into allegations made against Stephen Whitman. Stephen Whitman was terminated by Oppenheimer after Whitman allegedly recommended a private investment to a customer, and the…
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BLOOMFIELD HILLS, MICHIGAN – Have you lost money with financial advisor Clark Dee Harris, formerly of Sigma Financial in Bloomfield Hills, Michigan? We are looking into allegations made against Clark Harris. Clark Harris was terminated by Sigma Financial after Harris allegedly sold illiquid real estate investments without having a license to do so. It was…
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Marc Reda, with Spartan Capital Securities, Subject of FINRA Complaint NEW YORK, NY – Have you lost money with financial advisor Marc A. Reda of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Marc Reda. FINRA alleged that Reda made unsuitable recommendations by excessively trading (or…
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The Northstar REIT is a non-traded real estate investment trust that primarily invested in senior living homes. The Northstar Healthcare Income REIT has suspended distributions in 2019. Recently, investors have received tender offers of $1.31 per share, which would represent substantial losses from the original purchase price. If your financial advisor recommended an investment to…
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Israels & Neuman, PLC Investigates Luisa Gonzalez, Formerly of Suntrust Investment Services KISSIMMEE, FLORIDA – Have you lost money with financial advisor Luisa Gonzalez, formerly of Suntrust Investment Services and PNC Investments in Kissimmee, Florida? We are looking into allegations made against Luisa Gonzalez, who has been the subject of a customer complaint, which was…
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Daniel Della Rosa, formerly with Corinthian Partners and Paulson Investment Company, Suspended by FINRA TAMPA, FLORIDA – Have you lost money with financial advisor Daniel Della Rosa (Daniel Dellarosa) of Tampa, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel Della Rosa. FINRA suspended Della Rosa after he failed…
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Salvatore Pizzimenti, formerly with Worden Capital Management, Barred by FINRA NEW YORK, NY – Have you lost money with financial advisor Salvatore Pizzimenti. of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Salvatore Pizzimenti. FINRA barred Pizzimenti after he failed to respond to an investigation. Pizzimenti…
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