LIVINGSTON, NJ Have you lost money with financial advisor Rodger Thomas, formerly with SCF Securities and now with Newbridge Securities Corp. in Livingston, New Jersey? We are looking into allegations made against Rodger Erik Thomas. Thomas has been the subject of two customer complaints, one of which was filed within the last year. The recent…
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MELVILLE, NY Have you lost money with financial advisor Abdul Rahmani? We are investigation allegations made about Abdul M. Rahmani from Melville, New York. FINRA (the Financial Industry Regulatory Authority) barred Rahmani from the securities industry after he failed to fully cooperate with an investigation. FINRA alleges that Rahmani engaged in an outside business activity…
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CORAL GABLES, FLORIDA Have you lost money with financial advisor Stephen Berrocal, formerly with Suntrust Investment Services in Coral Gables, Florida? We are looking into allegations made against Stephen or Steve Berrocal. Berrocal has been the subject of four customer complaints, all of which were made within the last 14 months. The complaints allege losses…
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BOCA RATON, FLORIDA Have you lost money with financial advisor Paul Fordham, formerly with David Lerner Associates in Boca Raton, Florida? We are looking into allegations made against Paul T. Fordham, Sr. Fordham has been the subject of a customer complaint, which was made within the last year. The complaint alleges losses in Energy 11,…
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FAIRFIELD, NEW JERSEY Have you lost money with financial advisor Kenneth Welsh, formerly with Wells Fargo in Fairfield, New Jersey? We are looking into allegations made against Kenneth A. Welsh. Welsh was recently charged with wire fraud by the U.S. Attorney’s Office in New Jersey for stealing money from clients. He is alleged to have…
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