Ebony Parks, Formerly with LPL Financial, Suspended Indefinitely by FINRA DAVENPORT, IA Have you suffered investment losses because of recommendations made by advisor Ebony Parks? Our securities arbitration law firm is looking into allegations made against former LPL Financial and Wells Fargo financial advisor Ebony Parks, from Davenport, Iowa. She was indefinitely suspended by FINRA…
Continue reading ›Ronald Sagasser, Formerly with Western and Southern Life Insurance, Barred from Securities Industry MIAMISBURG, OHIO Have you invested with advisor Ronald Sagasser in Miamisburg, Ohio? Our investment fraud law firm is looking into claims made against Ronald Sagasser. He was recently barred by FINRA from the securities industry because he failed to respond to a…
Continue reading ›
MIAMI, FLORIDA Have you lost money with financial advisor Lina Garcia of Miami, Florida? We are looking into allegations made by the Securities and Exchange Commission (SEC) against Lina Maria Garcia. The SEC alleged that Garcia and her firm, UCB Financial Advisors, allocated profitable trades to themselves while allocating unprofitable trades to clients. Ramiro Sugranes…
Continue reading ›
COUNCIL BLUFFS, IOWA Have you lost money with financial advisor Chad M. Mackland of Council Bluffs, Iowa? We are continuing to look into allegations made against Mackland. The SEC recently barred Mackland from the securities industry in any capacity. Mackland was charged with multiple felonies related to insurance sales practices. In March 2021, FINRA, the…
Continue reading ›
PARAMUS, NEW JERSEY – Have you lost money with financial advisor Robert A. Lax, formerly of Park Avenue Securities in Paramus, New Jersey? We are looking into allegations made against Robert Lax. Robert Lax has been barred from the securities industry by FINRA. It was alleged that Lax engaged in outside business activities while he…
Continue reading ›
Israels & Neuman, PLC Investigates James Noack, Formerly of Madison Avenue Securities and Commonwealth Financial Network SAN RAMON, CALIFORNIA – Have you lost money with financial advisor James W. Noack, formerly of Madison Avenue Securities and Commonwealth Financial Network in San Ramon, California? We are looking into allegations made against James or Jim Noack, who…
Continue reading ›
Israels & Neuman, PLC Investigates Craig Hauger, Formerly of Questar Capital and now with Woodbury Financial GOODYEAR, ARIZONA – Have you lost money with financial advisor Craig A. Hauger, formerly of Questar Capital and now with Woodbury Financial in Goodyear, Arizona? We are looking into allegations made against Craig Hauger. Craig Hauger has been the…
Continue reading ›
