Articles Posted in FINRA arbitration

Jeffrey Perryman of New York Life Barred by FINRA
Israels & Neuman, PLC

JOHNSTOWN, COLORADO Did you invest with Jeffrey Perryman in Johnstown, Colorado? Israels & Neuman is reviewing claims made against this advisor, who previously worked with NY Life from 1900 to April 2024. He was barred by FINRA after he failed to respond to a FINRA investigation. Jeffrey Perryman was being investigated by FINRA after he…

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Carlton Fletcher of Dinosaur Financial is Barred
Israels & Neuman, PLC

NEW YORK, NY Are you a former client of financial advisor Carlton Fletcher in New York, New York? The investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against this advisor, who was a representative of Dinosaur Financial Group. He was booted from the securities brokerage industry when he failed…

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Drew Matthew Peacock of Ameriprise Activision Bond Complaints
Israels & Neuman, PLC

PENSACOLA, FLORIDA Did you invest in Activision bonds with financial advisor Drew Matthew Peacock? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Ameriprise Financial Services from October 2019 to April 2024 in Pensacola, Florida. Drew Matthew Peacock (also known as Matt…

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Matthew Turner of Westpark Capital is Suspended
Israels & Neuman, PLC

BOCA RATON, FLORIDA Have you suffered financial losses with advisor Matthew Turner, formerly of Westpark Capital in Boca Raton, Florida? Our investment fraud law firm is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the securities industry for five months and ordered him to pay $27,415 in restitution. According to…

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Jason Head, Ex-Morgan Stanley Advisor, Barred for Theft Allegations
Israels & Neuman, PLC

Tuscaloosa, AL Have you suffered financial losses with advisor Jason Head in Tuscaloosa, Alabama? The securities and investment fraud law firm of Israels & Neuman is currently examining claims by FINRA against this advisor, who served as a representative for Morgan Stanley from August 2019 to January 2024. He has been barred from the securities…

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Richard Ceffalio of LPL Financial Fired
Israels & Neuman, PLC

Arlington Heights, Illinois If you’re a past or present client of financial advisor Richard Ceffalio from Arlington Heights, Illinois, our law firm is investigating allegations against him. In May 2024, Ceffalio was terminated by LPL Financial due to claims that he solicited a loan from a client. Typically, financial advisors are prohibited from borrowing from…

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Mark Stanley of Royal Alliance Multiple Complaints
Israels & Neuman, PLC

Bellevue, Washington Have you lost money with advisor Mark Stanley, formerly with Royal Alliance and now with Osaic Wealth in Bellevue, Washington? The investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Mark Stanley or Mark J. Stanley. FINRA’s BrokerCheck which is linked below, discloses that this advisor…

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J. Brian Glaze of LPL Unsuitable Investment Complaints
Israels & Neuman, PLC

Graham, North Carolina Did you invest in structured notes with financial advisor J. Brian Glaze or Joseph Brian Glaze? Our securities arbitration law firm is reviewing allegations made against this advisor, who previously was affiliated with LPL Financial in Graham, North Carolina. According to BrokerCheck, he has been the subject of two customer complaints since…

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Curtis Wilson of CreativeOne Wealth Subject of Complaints
Israels & Neuman, PLC

Tulsa, Oklahoma Were you a customer of financial advisor Curtis Wilson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who works with CreativeOne Wealth in Tulsa, Oklahoma. Wilson has been the subject of two customer complaints within the last two years. The customers alleged that…

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CHRISTOPHER REYNOLDS of Pruco Securities FORGERY Complaints
Israels & Neuman, PLC

Pruco Securities Stockbroker Christopher Reynolds Barred by FINRA CANONSBURG, PENNSYLVANIA Did you lose money with financial advisor Christopher Reynolds, formerly with Pruco Securities in Canonsburg, Pennsylvania? The securities fraud law firm of Israels & Neuman is reviewing claims made by FINRA against this advisor. FINRA barred him from the securities industry in August 2024. FINRA…

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