The securities and investment fraud law firm of Israels & Neuman is currently investigating allegations made against VALIC Financial Advisors, a Houston, Texas-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against this firm, making allegations that it failed to adequately supervise issues related to variable annuities. FINRA alleged that…
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WILLOW STREET, PENNSYLVANIA Did you invest with Santiago Torres, Jr., of Truist Investment Services in Willow Street, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is investigating claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities industry.…
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PITTSFORD, NEW YORK Did you invest in GWG L bonds and other alternative investments with financial advisor Angelo Piccone, previously with IBN Financial Services in Pittsford, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the…
Continue reading ›TUPELO, MISSISSIPPI The securities arbitration law firm of Israels & Neuman is currently investigating claims against financial advisor Trey Trapp from Tupelo, Mississippi. Wendell Holmes Trapp III, known as Trey Trapp, formerly associated with Edward Jones, has faced twelve customer complaints, all filed in 2024. The complaints include allegations that Trapp made misrepresentations to clients…
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PLYMOUTH, MINNESOTA Have you lost money with advisor Justin Pagel, formerly with Feltl & Company in Plymouth, Minnesota? Our investment fraud law firm is reviewing claims made by FINRA against this advisor, who was suspended from the securities industry for ten months. FINRA alleged that Mr. Pagel recommended that four customers invest a significant portion…
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PITTSBURGH, PENNSYLVANIA Did you invest with financial advisor Ceondre Colvin in Pittsburgh, Pennsylvania? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of NYLife (New York Life) Securities. In November 2024, he was barred from the securities brokerage industry by FINRA after he refused to cooperate with…
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LPL Financial Advisor Daniel Deno Arrested Did you invest with Daniel Deno, with LPL Financial? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against this advisor from Owensboro, Kentucky. Mr. Deno was recently arrested and charged with fraud and theft regarding a 73-year-old Tell City, Indiana…
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Ashlee Godfrey of Wells Fargo is Barred from the Securities Industry DALTON, GEORGIA Are you a former client of financial advisor Ashlee Godfrey in Dalton, Georgia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against this advisor, who previously worked with Wells Fargo from 2014 to October 2021.…
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Spartan Capital Stockbroker Kieran Marc Loughran Suspended by FINRA NEW YORK, NY Have you lost money with advisor Kieran Loughran, formerly with Spartan Capital Securities in New York, New York? Our investment fraud law firm is reviewing claims made by FINRA against Kieran Loughran. FINRA suspended this advisor from the securities industry for three months,…
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Kurt Berry, Formerly with Regulus Advisors, Subject of Oil & Gas investment Customer Complaint LOVES PARK, ILLINOIS Are you a former customer of Kurt Berry, formerly with Regulus Advisors, in Loves Park, Illinois? FINRA’s BrokerCheck (attached below) shows that Berry was the subject of a customer complaint made in November 2023 regarding oil and gas…
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