First Republic Securities Stockbroker Theresa Allen Subject of Several Complaints NEWPORT BEACH, CALIFORNIA Are you a client of financial advisor Theresa Allen, formerly with First Republic Securities, and now with RBC Capital in Newport Beach, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of Theresa…
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Merrill Lynch Stockbroker Spencer Miller Subject of Several Complaints WESTLAKE VILLAGE, CALIFORNIA Are you a client of financial advisor Spencer Miller, with Merrill Lynch in Westlake Village, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this financial advisor. According to FINRA’s (Financial Industry Regulatory…
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Michael Brickman Barred from Securities Industry by FINRA PARAMUS, NEW JERSEY Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential). He was barred from the securities industry by…
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FALLS CHURCH, VIRGINIA Have you invested with financial advisor Chun Elmejjad from Falls Church, Virginia? Our law firm is looking into allegations made against this advisor, who was fired by Equitable Advisors (previously known as AXA Advisors) in November 2023, according to FINRA’s BrokerCheck. Chun Suk Elmejjad had held a securities license with the brokerage…
Continue reading ›Scott Kemps, with Great Point Capital, Subject of Eight Complaints MELBOURNE, FLORIDA Did you lose money with financial advisor Scott Kemps, with Great Point Capital in Melbourne, Florida? Scott Kemps has been the subject of eight customer complaints throughout his career, including a customer complaint that was made in December 2022. The December 2022 customer…
Continue reading ›Former Royal Alliance Advisor Arthur Grossbard Subject of Recent Complaint WEST ORANGE, NEW JERSEY Are you a current or former client of financial advisor Arthur Grossbard from West Orange, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers of Arthur Grossbard, who worked with…
Continue reading ›Mark Elias, with UBS Financial Services, Subject of Customer Complaints HOUSTON, TEXAS Did you lose money with advisor Mark Elias, of UBS Financial Services in Houston, Texas? Elias has been the subject of four customer complaints since 2019, including two that are pending. A review of his BrokerCheck report reveals that the two pending cases…
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FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…
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TOTOWA, NEW JERSEY Have you lost money with financial advisor Jeffrey Dampf, formerly with PFS Investments in Totowa, New Jersey? We are looking into allegations made against Jeffrey Dampf. Dampf was barred from the securities industry after he failed to respond to a FINRA investigation. Jeffrey Dampf was being investigated after it was alleged that…
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MONTEREY PARK, CALIFORNIA Have you lost money with financial advisor Joshua Helmle, formerly with Integrity Brokerage Services in Monterey Park, California? We are looking into allegations made against Joshua Helmle. Helmle has been the subject of two customer complaints, one of which was made within the last year. The complaint alleges losses in private placements…
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