BURLINGAME, CALIFORNIA Have you lost money with financial advisor Ronan Gaudario, formerly with Voya Financial Advisors in Burlingame, California? We are looking into allegations made against Ronan Gaudario. Gaudario has been the subject of a recent customer complaint made in 2021. Gaudario was alleged to have sold unsuitable investments in illiquid real estate investments. Ronan…
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NEWTON, MASSACHUSETTS Have you lost money with financial advisor Paul Hill, with Infinex Investments in Newton, Massachusetts? We are looking into allegations made against Paul C. Hill, Jr. Hill has been the subject of a customer complaint that was made in 2021. The customer alleges misrepresentations about real estate investments. Paul Hill was with Infinex…
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NEW YORK, NY Have you lost money with financial advisor William Lapiana, with Newbridge Securities Corp. in New York, New York? We are looking into allegations made against William or Bill Lapiana. Lapiana has been the subject of a customer complaint, which was recently made. The customer alleges damages from alternative investments. William Bill Lapiana…
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BROOKLYN, NEW YORK Have you lost money with financial advisor Edgar Kleydman, formerly with AXA Advisors and MML Investors Services in Brooklyn, New York? We are looking into allegations made against Edgar Kleydman. Kleydman was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Kleydman sold…
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MINEOLA, NEW YORK Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA. FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts. Leonid Yurovsky was…
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WESTBURY, NY Have you lost money with financial advisor Rodrigue Lors, formerly with National Securities Corp. and now with Wilmington Capital Securities in Westbury, New York? We are looking into allegations made against Rodrigue Lors. Lors has been the subject of seven customer complaints, five of which have been made since 2020. Lors was alleged…
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FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…
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TOTOWA, NEW JERSEY Have you lost money with financial advisor Jeffrey Dampf, formerly with PFS Investments in Totowa, New Jersey? We are looking into allegations made against Jeffrey Dampf. Dampf was barred from the securities industry after he failed to respond to a FINRA investigation. Jeffrey Dampf was being investigated after it was alleged that…
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MONTEREY PARK, CALIFORNIA Have you lost money with financial advisor Joshua Helmle, formerly with Integrity Brokerage Services in Monterey Park, California? We are looking into allegations made against Joshua Helmle. Helmle has been the subject of two customer complaints, one of which was made within the last year. The complaint alleges losses in private placements…
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MIAMI, FLORIDA Have you lost money with financial advisor Alberto Valdes, formerly with Raymond James Financial and now with Citigroup in Miami, Florida? We are looking into allegations made against Alberto Valdes. Valdes has been the subject of two customer complaints, one of which was made within the last year. One of the complaints alleges…
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