Articles Posted in fired

Bryce Hamilton Customer Complaint at LPL Financial
Israels & Neuman, PLC

Carmel by the Sea, California Are you a former customer of financial advisor Bryce Hamilton from Carmel by the Sea, California? Our investment fraud law firm is looking into allegations made against this advisor. He was permitted by LPL Financial to resign in October 2024 regarding allegations that he failed to timely report a customer…

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WILLIAM CARLTON of Cetera Advisors is FIRED
Israels & Neuman, PLC

Cetera Advisors Fires Advisor William Carlton for Inappropriate Trading Practice Allegations KIRKLAND, WASHINGTON Were you a client of financial advisor William Carlton from Kirkland, Washington? Our securities arbitration law firm is looking into allegations made against William Carlton also known as Bill D. Carlton. In December 2023, he was fired by Cetera Advisors. Cetera Advisors…

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JAMES MARTIN of Berthel Fisher is FIRED
Israels & Neuman, PLC

Berthel Fisher Fires Advisor James Martin JACKSONVILLE, ILLINOIS Are you a former customer of financial advisor James Martin also known as Jamie Martin, from Jacksonville, Illinois? Our investment fraud law firm is looking into allegations made against this advisor. In July 2024, he was fired by Berthel Fisher regarding allegations that he borrowed money from…

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RICHARD JACKSON of Equity Services is SUSPENDED
Israels & Neuman, PLC

Former Equity Services Advisor Richard Jackson Suspended NEW YORK, NY Have you invested with financial advisor Richard Jackson from New York, New York? This advisor was suspended for one month by FINRA. FINRA began its investigation after he was terminated by Equity Services. He was alleged to have made promissory, exaggerated and unwarranted representations about…

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ROSS FABREGAS of LPL Financial is FIRED
Israels & Neuman, PLC

LPL Financial Fires Advisor Ross Fabregas ALBANY, NEW YORK Are you a former customer of financial advisor Ross Fabregas from Albany, New York? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against this advisor. In May 2024, he was fired by his brokerage firm, LPL Financial. LPL…

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JODY VANDER WEIDE of Sigma Financial is FIRED
Israels & Neuman, PLC

Sigma Financial Fires Jody Vander Weide GRAND RAPIDS, MICHIGAN Have you invested with advisor Jody Vander Weide from Grand Rapids, Michigan? Mr. Vander Weide was fired by his brokerage firm, Sigma Financial, in March 2024. According to FINRA’s BrokerCheck Report (linked below), he was fired regarding allegations that he engaged in an undisclosed outside business…

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COURTNEY SMITH of Spire Securities is SUSPENDED by FINRA
Israels & Neuman, PLC

Spire Securities Fires Advisor Courtney Smith BETHESDA, MARYLAND Are you a former customer of financial advisor Courtney Smith from Bethesda, Maryland? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. She was fired by Spire Securities Financial Services in March 2024 after it was alleged that…

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SCOTT TAUBMAN of Ameriprise Financial is SUSPENDED
Israels & Neuman, PLC

Former Ameriprise Financial Services Advisor Scott Taubman Suspended PEORIA, ARIZONA Did you lose money with financial advisor Scott Taubman from Peoria, Arizona? He was suspended for four months by FINRA. FINRA began its investigation after he was “permitted to resign” by his former brokerage firm, Ameriprise Financial Services. Mr. Taubman was under internal investigation by…

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ERIC ANTHONY DUPRE is FIRED by Ameriprise Financial
Israels & Neuman, PLC

Ameriprise Financial Fires Advisor Eric Anthony Dupre SAN ANTONIO, TEXAS Are you a former customer of financial advisor Eric Anthony Dupre from San Antonio, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. He was fired by Ameriprise Financial Services in March 2024. Ameriprise terminated…

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JOEL FREEDMAN of Morgan Stanley FIRED for Unauthorized Trading
Israels & Neuman, PLC

Morgan Stanley Fires Advisor Joel Freedman CONSHOHOCKEN, PENNSYLVANIA Are you a former customer of financial advisor Joel Freedman from West Conshohocken, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Joel Freedman, who was fired by his brokerage firm, Morgan Stanley in March 2024. The firm fired…

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