Articles Posted in Florida

PALM BEACH, FLORIDA Are you a present or former customer of Gary S. Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been licensed with Truist Investment Services between…

CLERMONT, FLORIDA Have you invested in REITs through D.H. Hill Securities? Our securities arbitration law firm is looking into claims made against this advisor, who has been with D.H. Hill Securities since 2009. Robert Dechick has been the subject of five customer complaints since 2020, including two complaints that were made since July 2023. The…

PENSACOLA, FLORIDA Did you invest in Activision bonds with financial advisor Drew Matthew Peacock? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Ameriprise Financial Services from October 2019 to April 2024 in Pensacola, Florida. Drew Matthew Peacock (also known as Matt…

BOCA RATON, FLORIDA Have you suffered financial losses with advisor Matthew Turner, formerly of Westpark Capital in Boca Raton, Florida? Our investment fraud law firm is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the securities industry for five months and ordered him to pay $27,415 in restitution. According to…

Sherwin Sargeant, Formerly with Planmember Securities, Barred from Securities Industry ORLANDO, FLORIDA Did you invest in crypto with financial advisor Sherwin Sargeant in Orlando, Florida? Israels & Neuman is looking into claims made by FINRA against this advisor, who was an affiliate of Planmember Securities. He was barred from the securities brokerage industry by FINRA…

Lawrence Rice Permitted to Resign by Centaurus Financial LAUDERDALE BY THE SEA, FLORIDA Are you a former customer of Lawrence Roger Rice, formerly with Centaurus Financial, in Lauderdale by the Sea, Florida? FINRA’s BrokerCheck Report (linked below) shows that he was “permitted to resign” by the brokerage firm in February 2024. He had been licensed…

Michael Grande, Formerly of Newbridge Securities, Subject of FINRA Complaint FORT LAUDERDALE, FLORIDA Are you a former customer of Michael Grande, formerly with Newbridge Securities in Fort Lauderdale, Florida? Our law firm is reviewing allegations made by FINRA against this advisor. FINRA seeks to bar him from the securities brokerage industry in an April 2024…

Raul Benitez, Formelry with Suntrust, Subject of Complaint Involving GIC MIAMI, FLORIDA Are you a current or former customer of advisor Raul Benitez, who previously worked with Suntrust Investment Services in Miami, Florida? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Raul Jorge Benitez.…

Advisor Joe Gainer Barred by FINRA MARIANNA, FLORIDA Are you a former client of Joe David Gainer in Marianna, Florida? He previously worked with Wells Fargo and has failed to respond to a FINRA investigation. FINRA started looking into Gainer, who allegedly failed to disclose a position of trust in relation to receiving a $3…

James Williams with Newbridge Securities Subject of Six Complaints BOCA RATON, FLORIDA Did you invest with financial advisor James Williams from Boca Raton, Florida? Our investment fraud law firm is reviewing allegations made by his clients. He has been licensed with Newbridge Securities since 2010. James Earl Williams is the subject of 6 customer complaints,…