Articles Posted in Fraud

Brian Scott Graham Barred from Securities Industry PLAINFIELD, ILLINOIS Did you invest with former financial advisor and stockbroker Brian Scott Graham in Plainfield, Illinois? Israels & Neuman is reviewing claims made against this advisor, who was licensed with Cetera Advisor Networks from 2013 to April 2024. He was barred from the securities industry by FINRA…

Maria De Los Angeles Leon Barred from Securities Industry for Allegations of Stolen Funds GRAND RAPIDS, MICHIGAN Did you invest with advisor Maria De Los Angeles Leon in Grand Rapids, Michigan? Israels & Neuman is reviewing claims made against this advisor, who was affiliated with PNC Investments from June 2022 to September 2024. She was…

Former Equity Services Advisor Richard Jackson Suspended NEW YORK, NY Have you invested with financial advisor Richard Jackson from New York, New York? This advisor was suspended for one month by FINRA. FINRA began its investigation after he was terminated by Equity Services. He was alleged to have made promissory, exaggerated and unwarranted representations about…

Gregory Corrie, Formerly with Cambridge Investment Research, Barred from Securities Industry BOISE, IDAHO Were you a customer of financial advisor Gregory Corrie? The securities fraud law firm of Israels & Neuman is looking into allegations against Gregory Corrie, who previously worked with Cambridge Investment Research in Boise, Idaho. In August 2024, he was barred by…

Spire Securities Fires Advisor Courtney Smith BETHESDA, MARYLAND Are you a former customer of financial advisor Courtney Smith from Bethesda, Maryland? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. She was fired by Spire Securities Financial Services in March 2024 after it was alleged that…

Marat Likhtenstein, Formerly with Royal Alliance, is Barred from the Securities Industry BROOKLYN, NEW YORK Are you a former client of financial advisor Marat Likhtenstein? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Royal Alliance (now known as Osaic Wealth). Mr.…

Former Morgan Stanley Advisor Ronald Diaz Pleads Guilty to Wire Fraud, Sentencing set for September 2024 TUCSON, ARIZONA Are you a former client of Ronald Diaz of Morgan Stanley in Tucson, Arizona? He was charged with wire fraud by the U.S. Attorney’s Office for the District of Arizona and recently pleaded guilty to the charges.…

FINRA Seeks to Bar Goodyear Advisor Chip Wodrich GOODYEAR, AZ Did you invest with Charles Wodrich, formerly with Hornor Townsend & Kent in Goodyear, Arizona? Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities…

David Burke Formerly with FBL Marketing Services Barred OMAHA, NE Are you a former customer of David Burke in Omaha, Nebraska? Our firm is reviewing claims made against this advisor, who was formerly a representative of FBL Marketing Services. FINRA began its investigation after he was “discharged” by FBL Marketing Services in September 2023 for…

Advisor Randy Birkinbine, with Ausdal Financial Partners, Subject of Customer Complaints NORTH OAKS, MINNESOTA Have you lost money investing with Randy Birkinbine of Ausdal Financial Partners in North Oaks, Minnesota? According to Brokercheck, Ausdal Financial Partners has been named as a party in three cases filed in 2024, and Mr. Birkinbine was the subject of…