Articles Posted in Hauppauge

PETER LAWRENCE of American Portfolios is FIRED
Israels & Neuman, PLC

March 20, 2024

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American Portfolios Financial Services Fires Advisor Peter Lawrence HAUPPAUGE, NEW YORK Have you invested with financial advisor Peter Lawrence from Hauppauge, New York? He was fired by American Portfolios Financial Services in October 2023 regarding allegations that he sent unapproved reports to clients that contained inaccuracies. In addition, Peter Lawrence has been the subject of…

WESLEY TRIANI of Equity Services Expelled by FINRA
Israels & Neuman, PLC

August 24, 2023

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Equity Services Advisor Wesley Triani Expelled by FINRA HAUPPAUGE, NEW YORK Financial advisor Wesley Triani has been barred from the securities industry by FINRA. Triani, who previously worked with Equity Services, failed to respond to a FINRA investigation, which led to the expulsion. View his BrokerCheck here. View FINRA AWC Here. Mr. Triani was the…

JASON WALSH of Network 1 Financial Subject of COMPLAINTS
Israels & Neuman, PLC

July 10, 2023

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Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints HAUPPAUGE, NEW YORK Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges…

Warning! DOUGLAS ROSENBERG of Joseph Stone is SUSPENDED
Israels & Neuman, PLC

December 1, 2021

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HAUPPAUGE, NEW YORK Have you lost money with financial advisor Douglas Rosenberg, with Joseph Stone Capital in Hauppauge, New York? We are looking into allegations made against Douglas J. Rosenberg. Rosenberg was the subject of an investigation by FINRA. FINRA investigated whether Rosenberg had been excessively trading or churning customer accounts. To settle these allegations,…

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