Articles Posted in Illinois

Bradley Goodbred of LPL Financial is Barred
Israels & Neuman, PLC

ROSELLE, ILLINOIS Have you lost money with financial advisor Bradley A. Goodbred of Roselle, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, which barred him after he failed to respond to an investigation. FINRA was investigating this advisor after he was terminated by his former brokerage firm, LPL Financial. He…

Continue reading ›
Dustin Shafer of Money Concepts is Barred by FINRA
Israels & Neuman, PLC

SPRINGFIELD, ILLINOIS Have you lost money with financial advisor Dustin Shafer? We are looking into allegations made about this advisor from Springfield, Illinois. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry after he failed to respond to its investigation. FINRA was investigating allegations that he borrowed money from a client. Dustin…

Continue reading ›
Richard Ceffalio of LPL Financial Fired
Israels & Neuman, PLC

Arlington Heights, Illinois If you’re a past or present client of financial advisor Richard Ceffalio from Arlington Heights, Illinois, our law firm is investigating allegations against him. In May 2024, Ceffalio was terminated by LPL Financial due to claims that he solicited a loan from a client. Typically, financial advisors are prohibited from borrowing from…

Continue reading ›
Howard Kavinsky of B. Riley Wealth Management Barred by FINRA
Israels & Neuman, PLC

Howard Kavinsky, Formerly with B. Riley Wealth Management, Barred from Securities Industry CHICAGO, ILLIONOIS Did you invest with financial advisor Howard Kavinsky in Chicago, Illinois? Israels & Neuman is reviewing claims made by FINRA against Howard Kavinsky, who was a representative of B. Riley Wealth Management and National Securities Corp. Near the end of 2024,…

Continue reading ›
BRIAN SCOTT GRAHAM of Cetera Advisor Networks is BARRED
Israels & Neuman, PLC

Brian Scott Graham Barred from Securities Industry PLAINFIELD, ILLINOIS Did you invest with former financial advisor and stockbroker Brian Scott Graham in Plainfield, Illinois? Israels & Neuman is reviewing claims made against this advisor, who was licensed with Cetera Advisor Networks from 2013 to April 2024. He was barred from the securities industry by FINRA…

Continue reading ›
JAMES MARTIN of Berthel Fisher is FIRED
Israels & Neuman, PLC

Berthel Fisher Fires Advisor James Martin JACKSONVILLE, ILLINOIS Are you a former customer of financial advisor James Martin also known as Jamie Martin, from Jacksonville, Illinois? Our investment fraud law firm is looking into allegations made against this advisor. In July 2024, he was fired by Berthel Fisher regarding allegations that he borrowed money from…

Continue reading ›
MARIA DE LOS ANGELES LEON of PNC Investments is BARRED
Israels & Neuman, PLC

Maria De Los Angeles Leon Barred from Securities Industry for Allegations of Stolen Funds GRAND RAPIDS, MICHIGAN Did you invest with advisor Maria De Los Angeles Leon in Grand Rapids, Michigan? Israels & Neuman is reviewing claims made against this advisor, who was affiliated with PNC Investments from June 2022 to September 2024. She was…

Continue reading ›
SHARIF AZMI SHARIF of LPL Financial is SUSPENDED
Israels & Neuman, PLC

Former LPL Financial Advisor Sharif Azmi Sharif Suspended ELMHURST, ILLINOIS Have you invested with financial advisor Sharif Azmi Sharif from Elmhurst, Illinois? This advisor has been suspended for nine months and fined $5,000 by FINRA. According to FINRA’s AWC, Sharif was a founding member of a crypto mining company. He and a business partner solicited…

Continue reading ›
KYLE BAKER of First Trust Portfolios is BARRED
Israels & Neuman, PLC

Kyle Baker, Formerly with First Trust Portfolios, Barred from Securities Industry WHEATON, ILLINOIS Are you a former client of Kyle Baker in Wheaton, Illinois? Israels & Neuman is looking into allegations against Baker, who previously worked with First Trust Portfolios. In April 2024, Baker was barred from the securities industry by FINRA, according to FINRA’s…

Continue reading ›
JAYSON POCIUS of Wells Fargo is BARRED
Israels & Neuman, PLC

Jayson Pocius, Formerly with Wells Fargo, Barred from Securities Industry CHICAGO, ILLINOIS Are you a former client of Jayson Pocius in Chicago, Illinois? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this financial advisor, who previously worked with Wells Fargo Advisors. In March 2024, he was barred…

Continue reading ›

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 20+ Years of Experience
Fill out the contact form or call us at (616) 280-4303 to schedule your free confidential consultation.

Leave Us a Message