Articles Posted in Investment Fraud

Bryan Noonan, Formerly with Raymond James and Edward Jones, is Barred SCOTTSDALE, ARIZONA Did you invest with Bryan Noonan in Scottsdale, Arizona? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations with respect to Bryan Noonan, who was previously licensed with Raymond James and Edward Jones. He was barred from…

John Kasel, Formerly with US Bancorp Investments, Loses Arbitration Hearing to Expunge His Record SEATTLE, WASHINGTON Did you invest with stockbroker John Kasel in Seattle, Washington? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against John Kasel, who was formerly with US Bancorp Investments. FINRA’s Arbitration Award Database…

Rosaline Alam, Formerly with Pruco Securities, Barred CLAREMONT, CALIFORNIA Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential). She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond…

Imdadur Rahman also known as “Gino” Rahman, Formerly with Merrill Lynch Barred by FINRA BLOOMFIELD HILLS, MICHIGAN Are you a former customer of Imdadur Rahman (also known as Gino Rahman) in Bloomfield Hills, Michigan? Our firm is reviewing claims made against this advisor, who was formerly a representative of Merrill Lynch. FINRA made several allegations…

Ronald Berg, Formerly with Innovation Partners, Barred from Securities Industry SEVEN OAKS, CALIFORNIA Are you a former client of financial advisor Ronald Berg? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with a brokerage firm called Innovation Partners. Mr. Berg was barred…

Juan Sosa Formerly with SagePoint Financial is Barred STUDIO CITY, CALIFORNIA Are you a former client of Juan Sosa in Studio City, California? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against Juan Sosa, formerly with SagePoint Financial and Independent Financial Group. It has been alleged that Sosa…

Michael Brickman Barred from Securities Industry by FINRA PARAMUS, NEW JERSEY Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential). He was barred from the securities industry by…

Kirk Crossen, Formerly with Morgan Stanley, Subject of Large Customer Complaint INDIANAPOLIS, INDIANA Are you a former customer of Kirk Crossen, formerly with Morgan Stanley, in Indianapolis, Indiana? FINRA’s BrokerCheck shows that he was fired by Raymond James in November 2023. It was alleged that Crossen “lacked candor during inquiry into [a] loan from [Crossen’s]…

Robert Lorente, Formerly with Great Point Capital, Subject of Complaint LIVONIA, MICHIGAN Have you invested with Robert Lorente from Livonia, Michigan? The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital. Lorente was a registered representative of…

Pruco Securities Advisor Robert Luley Suspended by FINRA CHARLOTTE, NORTH CAROLINA Robert Luley also known as Rob Leo Luley, has been indefinitely suspended by FINRA, as of August 2023. He previously worked with Pruco Securities and Madison Avenue Securities, and failed to respond to a FINRA investigation. See his BrokerCheck Report attached below. This ultimately…