Robert Silvestri Fired by Level Four Advisory ALLEN, TEXAS Are you a former client of Robert Silvestri, formerly with Level Four Advisory in Allen, Texas? Silvestri was terminated by Level Four Advisory in November 2022. The termination came after he borrowed money from a customer. He was subsequently terminated by his next brokerage firm, Aegis…
Continue reading ›Vincent Pucciarelli, formerly with Investment Center, Barred by FINRA WOODBRIDGE, NEW JERSEY Are you a former client of financial advisor Vincent Pucciarelli? We are reviewing claims made against Vincent Pucciarelli Jr. from Woodbridge, New Jersey. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry when he did not respond to a FINRA…
Continue reading ›Nathan Paulson, Formerly with APW Capital, Subject of Customer Complaint WHEATON, ILLINOIS Did you lose money with advisor Nathan Paulson, formerly with APW Capital in Wheaton, Illinois? Nathan R. Paulson, who previously was licensed with APW Capital, was the subject of a customer complaint filed in June 2023. The customer filed the case in FINRA…
Continue reading ›Gianluca De Berardinis Allowed to Resign By Morgan Stanley NEW YORK, NY Are you a former client of financial advisor Gianluca De Berardinis in New York City? According to FINRA’s BrokerCheck website, he voluntarily “resigned” from his brokerage firm, Morgan Stanley in June. According to BrokerCheck, Gianluca De Berardinis was alleged to have been involved…
Continue reading ›Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints HAUPPAUGE, NEW YORK Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges…
Continue reading ›Shaun Grimaldi, with E1 Asset Management, Subject of Numerous Customer Complaints JERSEY CITY, NEW JERSEY Are you a current or former customer of financial advisor Shaun Grimaldi from Jersey City, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Shaun Grimaldi, who has worked with E1…
Continue reading ›Keith D’Agostino, with the Aegis Capital Corp., Subject of Six Complaints MELVILLE, NEW YORK Have you lost money with financial advisor Keith D’Agostino of Melville, New York? Keith D’Agostino has been affiliated with Aegis Capital Corp. since October 2014 and worked in a Melville, New York office. In June 2023, Keith D’Agostino was the subject…
Continue reading ›Peter Maller, with Lincoln Financial Advisors, Subject of Two Pending Complaints HUNT VALLEY, MARYLAND Did you lose money with financial advisor Peter Maller, with Lincoln Financial Advisors in Hunt Valley, Maryland? Peter Maller is the subject of two pending customer complaints, all of which have been made since February 2023. The complaints were filed on…
Continue reading ›Cullen Factor, Formerly with Western International Securities, Barred from Securities Industry WELLESLEY HILLS, MASSACHUSSETTS Have you invested with stockbroker Cullen David Factor in Wellesley Hills, Massachusetts? Our securities arbitration firm is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Cullen Factor, who previously was a representative of Western International Securities. Cullen David…
Continue reading ›Michael Raineri of Securities America and KMS Financial is Barred from the Securities Industry SEATTLE, WASHINGTON Are you a former customer of Michael Raineri in Seattle, Washington? Our Seattle securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Michael Raineri, who was recently affiliated with Securities America. Michael…
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