Rene Bolivar, Formerly with First Allied Securities, Barred from Securities Industry SALINAS, CALIFORNIA Did you invest with stockbroker Rene Bolivar in Salinas, California? Our securities arbitration firm is reviewing claims made against Rene Bolivar. FINRA’s Disciplinary Database reveals that in April 2023, he was barred from the securities industry by FINRA, because he failed to…
Continue reading ›Former Coastal Equities Advisor Lorraine Gallette Subject of Several Complaints EL DORADO SPRINGS, MISSOURI Did you invest in alternative investments with financial advisor Lorraine Gallette in El Dorado Springs, Missouri? The securities and investment fraud law firm of Israels & Neuman is looking into Lorraine Gallette, an advisor formerly with Coastal Equities and Moloney Securities.…
Continue reading ›Mark Elias, with UBS Financial Services, Subject of Customer Complaints HOUSTON, TEXAS Did you lose money with advisor Mark Elias, of UBS Financial Services in Houston, Texas? Elias has been the subject of four customer complaints since 2019, including two that are pending. A review of his BrokerCheck report reveals that the two pending cases…
Continue reading ›Patrick Thayer, Formerly with Parkland Securities and LPL Financial, Barred from Securities Industry LEBANON, OHIO Have you lost money with stockbroker Patrick Thayer in Lebanon, Ohio? Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Patrick Thayer, who previously worked with Parkland Securities and LPL Financial. In…
Continue reading ›Leslie Kern, Formerly with D.H. Hill Securities, Subject of Customer Complaints WILMINGTON, NORTH CAROLINA Are you a client of Leslie Kern, with D.H. Hill Securities in Wilmington, North Carolina? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Leslie Howard Kern. BrokerCheck reveals that Kern was…
Continue reading ›Alvery Bartlett, Formerly with Berthel Fisher, Subject of Six Complaints ST. LOUIS, MISSOURI Did you have investments with financial advisor Alvery Bartlett, who had been an advisor with Berthel Fisher in St. Louis, Missouri? The securities and investment fraud law firm of Israels & Neuman is examining allegations made by customers of Alvery A. Bartlett,…
Continue reading ›Stewart Ginn, with Independent Financial Group, Under FINRA Investigation ENCINITAS, CALIFORNIA Did you lose money with financial advisor Stewart Ginn, who works with Independent Financial Group in Encinitas, California? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Stewart Ginn. According to FINRA’s Disciplinary Database, FINRA has…
Continue reading ›Israels & Neuman, PLC Investigates Libertad Ortiz Contreras, Formerly with Raymond James Financial, For Selling Northstar Financial Services NEW YORK, NY Did you invest in Northstar Financial Services with Libertad Ortiz Contreras, formerly with Raymond James Financial and now with Flourish Financial in New York, New York? Our law firm is reviewing allegations made against…
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FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…
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TOTOWA, NEW JERSEY Have you lost money with financial advisor Jeffrey Dampf, formerly with PFS Investments in Totowa, New Jersey? We are looking into allegations made against Jeffrey Dampf. Dampf was barred from the securities industry after he failed to respond to a FINRA investigation. Jeffrey Dampf was being investigated after it was alleged that…
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