GAINESVILLE, FLORIDA Have you lost money with financial advisor Roderick Whited, formerly with Northwestern Mutual in Gainesville, Florida? We are looking into allegations made against Roderick Whited. Whited was barred from the securities industry by FINRA after he was alleged to have misappropriated funds from a charitable event that he organized. White has since repaid…
Continue reading ›
FLINT, MICHIGAN Have you lost money with financial advisor Steven Muntin from Flint, Michigan? We are looking into allegations against Steven Muntin by the SEC. Muntin was civilly charged with defrauding an investor. Muntin used his company Executive Asset Management to charge a customer over $300,000 but never actually invested the money. Instead, the money…
Continue reading ›
FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The…
Continue reading ›MOORESTOWN, NEW JERSEY Have you lost money with financial advisor David Melilli, formerly with SagePoint Financial and Cambridge Investment Research in Moorestown, New Jersey? We are looking into allegations made against David John Melilli. Melilli was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA was investigating allegations…
Continue reading ›
BURLINGAME, CALIFORNIA Have you lost money with financial advisor Ronan Gaudario, formerly with Voya Financial Advisors in Burlingame, California? We are looking into allegations made against Ronan Gaudario. Gaudario has been the subject of a recent customer complaint made in 2021. Gaudario was alleged to have sold unsuitable investments in illiquid real estate investments. Ronan…
Continue reading ›
NEWTON, MASSACHUSETTS Have you lost money with financial advisor Paul Hill, with Infinex Investments in Newton, Massachusetts? We are looking into allegations made against Paul C. Hill, Jr. Hill has been the subject of a customer complaint that was made in 2021. The customer alleges misrepresentations about real estate investments. Paul Hill was with Infinex…
Continue reading ›
NEW YORK, NY Have you lost money with financial advisor William Lapiana, with Newbridge Securities Corp. in New York, New York? We are looking into allegations made against William or Bill Lapiana. Lapiana has been the subject of a customer complaint, which was recently made. The customer alleges damages from alternative investments. William Bill Lapiana…
Continue reading ›
BROOKLYN, NEW YORK Have you lost money with financial advisor Edgar Kleydman, formerly with AXA Advisors and MML Investors Services in Brooklyn, New York? We are looking into allegations made against Edgar Kleydman. Kleydman was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Kleydman sold…
Continue reading ›
WESTBURY, NY Have you lost money with financial advisor Rodrigue Lors, formerly with National Securities Corp. and now with Wilmington Capital Securities in Westbury, New York? We are looking into allegations made against Rodrigue Lors. Lors has been the subject of seven customer complaints, five of which have been made since 2020. Lors was alleged…
Continue reading ›WESTPORT, CONNECTICUT Have you lost money with financial advisor Jeffrey Basford, with David Lerner Associates in Westport, Connecticut? We are looking into allegations made against Jeffrey D. Basford. Basford has been the subject of two customer complaints, both of which were made within the last year. The complaints allege losses in Energy 11 and Energy…
Continue reading ›
