Brett Hartvigson Formerly with Independent Financial Group Barred SAN DIEGO, CALIFORNIA Are you a former client of advisor Brett Hartvigson in San Diego, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Brett Hartvigson, formerly with Independent Financial Group. Mr. Hartvigson was the subject of a complaint…
Continue reading ›Advisor Sean Carnell Smith Fired by Edward Jones LOUISVILLE, KENTUCKY Are you a former customer of Sean Carnell Smith, formerly with Edward Jones, in Louisville, Kentucky? His BrokerCheck Report (See PDF below) shows that he was fired by Edward Jones in August 2023. Sean Smith had been licensed with Edward Jones since February 2018. FINRA’s…
Continue reading ›Jermaine Benjamin, Formerly with Pruco Securities, Barred from Securities Industry TAMPA, FLORIDA Have you invested with advisor Jermaine Benjamin in Tampa, Florida? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing claims made against Jermaine Benjamin. In June 2023, Benjamin was barred from the securities industry by FINRA, because he…
Continue reading ›Customer Complaint Pending Against Crown Capital Securities Involving Gregory Barson LAS VEGAS, NEVADA Were you a former customer of financial advisor Gregory Barson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against former Crown Capital Securities advisor Gregory Barson, in Las Vegas, Nevada. According to FINRA’s BrokerCheck,…
Continue reading ›NEW YORK FINRA (the Financial Industry Regulatory Authority) barred Francis Cid also known as Frank Cid from the securities industry in January 2022. FINRA was investigating an entity that Cid controls, and FINRA had concerns that Cid was engaging in private securities transactions. Cid, who previously was affiliated with CBC Securities, refused to cooperate with…
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NEW YORK, NEW YORK Have you lost money with financial advisor Michael Fasciglione, formerly with National Securities Corp. in Mineola, New York? The Securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Michael Fasciglione, who has been the subject of seventeen (17) customer complaints, four of which were…
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The Law Firm of Israels & Neuman Helps Victims Recover Investment Money Due to Losses with JOHN PARK of FBL Marketing Services (Farm Bureau Life) SIOUX FALLS, SOUTH DAKOTA — Have you lost money with financial advisor John Park? We are continuing to look into allegations made about John Clifford Park from Sioux Falls, South…
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