Articles Posted in lawsuit

SHAUN GRIMALDI of E1 Asset Management Subject of COMPLAINTS
Israels & Neuman, PLC

July 10, 2023

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Shaun Grimaldi, with E1 Asset Management, Subject of Numerous Customer Complaints JERSEY CITY, NEW JERSEY Are you a current or former customer of financial advisor Shaun Grimaldi from Jersey City, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Shaun Grimaldi, who has worked with E1…

COMPLAINTS Against SCOTT KEMPS of Great Point Capital
Israels & Neuman, PLC

June 26, 2023

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Scott Kemps, with Great Point Capital, Subject of Eight Complaints MELBOURNE, FLORIDA Did you lose money with financial advisor Scott Kemps, with Great Point Capital in Melbourne, Florida? Scott Kemps has been the subject of eight customer complaints throughout his career, including a customer complaint that was made in December 2022. The December 2022 customer…

DOUGLAS SCHMITZ of Classic Asset Management Subject of SEC Action
Israels & Neuman, PLC

May 5, 2023

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Douglas Schmitz, with Classic Asset Management, Subject of SEC Action FARGO, NORTH DAKOTA Have you lost money with financial advisor Douglas Schmitz of Fargo, North Dakota? Our law firm is looking into claims made by the Securities and Exchange Commission of Douglas Schmitz, who owns Classic Asset Management and Classic LLC. The SEC alleged that…

RENE BOLIVAR of First Allied Securities in California is BARRED
Israels & Neuman, PLC

April 18, 2023

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Rene Bolivar, Formerly with First Allied Securities, Barred from Securities Industry SALINAS, CALIFORNIA Did you invest with stockbroker Rene Bolivar in Salinas, California? Our securities arbitration firm is reviewing claims made against Rene Bolivar. FINRA’s Disciplinary Database reveals that in April 2023, he was barred from the securities industry by FINRA, because he failed to…

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