Articles Posted in loan

Advisor KELIIKAI CASTILLO of UnionBanc is FIRED
Israels & Neuman, PLC

September 20, 2023

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Keliikai Castillo Fired by UnionBanc Investment Services SEATTLE, WASHINGTON Are you a former client of Keliikai Castillo with UnionBanc Investment Services in Seattle, Washington? He was fired by UnionBanc Investment Services in July 2023. According to BrokerCheck, Castillo engaged in unreported outside business activities and private securities transactions. In simple terms, this means that he…

ROY KEVIN WILLIAMS Fired by Stifel Nicolaus for “Borrowing” Money
Israels & Neuman, PLC

July 20, 2023

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Roy Kevin Williams Fired by Stifel Nicolaus & Company INDIANAPOLIS, INDIANA Are you a former client of Roy Kevin Williams, formerly with Stifel Nicolaus & Company in Indianapolis, Indiana? Roy Kevin Williams was fired by Stifel Nicolaus & Company in May 2023. The brokerage firm alleged that Williams borrowed money from a customer between 2019…

Investigation of DAVID MAUTE of Allstate – Springfield, OH
Israels & Neuman, PLC

June 19, 2021

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SPRINGFIELD, OHIO – Have you lost money with financial advisor David Maute, formerly of Allstate Financial Services in Springfield, Ohio? We are looking into allegations made against David Maute. David Maute was terminated by Allstate Financial Services after he was alleged to have arranged a loan between himself and a customer. Generally financial advisors cannot…

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