Articles Posted in Merrill Lynch

ELAN SANKER of Merrill Lynch is BARRED for Customer Complaint
Israels & Neuman, PLC

Elan Sanker, Formerly with Merrill Lynch, Barred from Securities Industry PENNINGTON, NEW JERSEY Were you a customer of financial advisor Elan Sanker? Israels & Neuman is looking into allegations against this advisor, who previously worked in Pennington, New Jersey. Mr. Sanker was barred by FINRA after he refused to respond to an investigation. FINRA began…

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JOHN DOUGHERTY of LPL Financial is FIRED
Israels & Neuman, PLC

LPL Financial Fires Advisor John Dougherty BLUE BELL, PENNSYLVANIA Have you invested with financial advisor John Dougherty from Blue Bell, Pennsylvania? Our law firm is looking into allegations made against John Dougherty. John Dougherty was fired by LPL Financial in July 2023, according to his BrokerCheck Report (linked below). John A. Dougherty held his securities…

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ZACHARY TAYLOR of Oppenheimer in Newport Beach, CA is Discharged
Israels & Neuman, PLC

Zachary Taylor Discharged with Oppenheimer & Company NEWPORT BEACH, CALIFORNIA Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s BrokerCheck report. Zachary Taylor was discharged by Oppenheimer & Company in May 2023. According to BrokerCheck, Zachary…

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WARNING: William LeBoeuf of Merrill Lynch and Cetera SUSPENDED
Israels & Neuman, PLC

MIAMISBURG, OHIO Have you lost money with financial advisor William LeBoeuf, formerly with Merrill Lynch, in Miamisburg, Ohio? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against William LeBoeuf. FINRA suspended LeBoeuf from the securities industry for one year and fined him $12,500. FINRA was investigating LeBoeuf for allegations that he…

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