Articles Posted in misrepresentations

Complaints Against JOHN GASCOYNE of Morgan Stanley
Israels & Neuman, PLC

John Gascoyne, Formerly of Morgan Stanley, Subject of Customer Complaint THE WOODLANDS, TEXAS Have you been a client of John Gascoyne, formerly with Morgan Stanley in The Woodlands, Texas? Our law firm is reviewing allegations of misrepresentations made by customers against the investment advisor. A customer complaint was filed with FINRA in March 2023 alleging…

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Mark Chamberlain of First Allied Securities, Subject of Several Customer Complaints
Israels & Neuman, PLC

Mark Chamberlain, Formerly with First Allied Securities, Subject of Several Customer Complaints Have you lost money with financial advisor Mark Chamberlain, formerly with First Allied Securities in Chesterton, Indiana? We are looking into allegations made by former customers of Mark W. Chamberlain. Chamberlain has been the subject of at least seven customer complaints. One of…

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Investigation of LINA GARCIA and Insigneo Securities
Israels & Neuman, PLC

MIAMI, FLORIDA Have you lost money with financial advisor Lina Garcia of Miami, Florida? We are looking into allegations made by the Securities and Exchange Commission (SEC) against Lina Maria Garcia. The SEC alleged that Garcia and her firm, UCB Financial Advisors, allocated profitable trades to themselves while allocating unprofitable trades to clients. Ramiro Sugranes…

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ROBERT WOLFE of Cetera Accused of Unsuitable REIT Investments
Israels & Neuman, PLC

FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…

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JEFFREY DAMPF of PFS Investments Accused of Stealing Money
Israels & Neuman, PLC

TOTOWA, NEW JERSEY Have you lost money with financial advisor Jeffrey Dampf, formerly with PFS Investments in Totowa, New Jersey? We are looking into allegations made against Jeffrey Dampf. Dampf was barred from the securities industry after he failed to respond to a FINRA investigation. Jeffrey Dampf was being investigated after it was alleged that…

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Investigation of JOSHUA HELMLE of Integrity Brokerage
Israels & Neuman, PLC

MONTEREY PARK, CALIFORNIA Have you lost money with financial advisor Joshua Helmle, formerly with Integrity Brokerage Services in Monterey Park, California? We are looking into allegations made against Joshua Helmle. Helmle has been the subject of two customer complaints, one of which was made within the last year. The complaint alleges losses in private placements…

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Complaints Against ALBERTO VALDES of Raymond James
Israels & Neuman, PLC

MIAMI, FLORIDA Have you lost money with financial advisor Alberto Valdes, formerly with Raymond James Financial and now with Citigroup in Miami, Florida? We are looking into allegations made against Alberto Valdes. Valdes has been the subject of two customer complaints, one of which was made within the last year. One of the complaints alleges…

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DEBORAH HERRMANN of Transamerica Financial BARRED
Israels & Neuman, PLC

WHEATON, ILLINOIS Have you lost money with financial advisor Deborah L. Herrmann, formerly with Transamerica Financial Advisors in Wheaton, Illinois? We are looking into allegations made against Deborah Herrmann. Herrmann was barred from the securities industry after she failed to respond to a FINRA investigation. Deborah Herrmann was being investigated after she failed to disclose…

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Complaints Against LANNY HOWARTER of Crown Capital
Israels & Neuman, PLC

SAN DIEGO, CALIFORNIA Have you lost money with financial advisor Lanny Howarter, with Crown Capital Securities in San Diego, California? We are looking into allegations made against Lanny Howarter. Howarter has been the subject of seven customer complaints, three of which were made within the last year. Many of the complaints allege unsuitable investments in…

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CYNTHIA GIOVACCHINO of LPL Accused of Unsuitable REITs
Israels & Neuman, PLC

SHELTON, CONNECTICUT Have you lost money with financial advisor Cynthia Giovacchino, with LPL Financial in Shelton, Connecticut? We are looking into allegations made against Cynthia Giovacchino. Giovacchino has been the subject of four customer complaints, one of which was recently made. Many of the complaints allege unsuitable investments in REITs (real estate investment trusts) and…

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