Former Morgan Stanley Advisor Ronald Diaz Pleads Guilty to Wire Fraud, Sentencing set for September 2024 TUCSON, ARIZONA Are you a former client of Ronald Diaz of Morgan Stanley in Tucson, Arizona? He was charged with wire fraud by the U.S. Attorney’s Office for the District of Arizona and recently pleaded guilty to the charges.…
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Kwame Adusei, Formerly with Morgan Stanley, Barred POUGHKEEPSIE, NEW YORK Did you invest with Kwame Adusei in Poughkeepsie, New York? Israels & Neuman is reviewing allegations with respect to Kwame Adusei, who previously was licensed with Morgan Stanley. He was expelled from the securities brokerage industry in March 2024 by FINRA after he failed to…
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Morgan Stanley Fires Advisor Joel Freedman CONSHOHOCKEN, PENNSYLVANIA Are you a former customer of financial advisor Joel Freedman from West Conshohocken, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Joel Freedman, who was fired by his brokerage firm, Morgan Stanley in March 2024. The firm fired…
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Matthew Chimento Barred from Securities Industry ALPHARETTA, GEORGIA Are you a former client of financial advisor Matthew Chimento in Alpharetta, Georgia? Israels & Neuman is reviewing allegations against this broker, who previously worked with Morgan Stanley (Prudential). He was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database. In November 2023, Matthew…
Continue reading ›Moors and Cabot Advisor Damian Baird Suspended by FINRA WILLIAMSVILLE, NEW YORK Financial advisor Damian Baird has been indefinitely suspended by FINRA, as of June 2023. Damian Mark Baird, who previously worked with Moors & Cabot and Morgan Stanley in Williamsville, NY failed to respond to a FINRA investigation, which led to the suspension. An…
Continue reading ›Former Truist Investment Services Advisor Simon Joseph Subject of Recent Complaint ALEXANDRIA, VIRGINIA Are you a current or former client of financial advisor Simon Joseph from Alexandria, Virginia? Israels & Neuman is reviewing claims made against by former customers of Simon Joseph, who worked with Truist Investment Services from February 2021 to March 2022 and…
Continue reading ›Rick Davidson, Formerly of National Securities Corp., Aegis Capital, and Morgan Stanley NEW YORK, NY The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Rick Davidson of New York City. Rick Davidson has been the subject of 12 customer complaints, including 6 complaints that have been filed…
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WARREN, NEW JERSEY Have you lost money with financial advisor Brian Reilly, with formerly MML Investors Services in Warren, New Jersey? We are looking into allegations made against Brian E. Reilly. Reilly has been the subject of an internal investigation by MML Investors Services. Reilly was allowed to resign by MML Investors Services after he…
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