BAY RIDGE, NEW YORK Have you lost money with financial advisor Robert Guidicipietro, formerly with Arive Capital Markets in Bay Ridge, New York? We are looking into allegations made against Robert Guidicipietro. Guidicipietro was suspended from the securities industry for four months, fined $5,000, and ordered to pay $35,219 in restitution by FINRA. FINRA was…
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NEW YORK, NY Have you lost money with John Lowry, with Spartan Capital Securities in New York, New York? We are looking into allegations made against John Lowry. Lowry has been the subject of an investigation by FINRA. FINRA is investigating whether Lowry had willfully failed to timely amend Forms U4 to disclose arbitration filings…
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WHITE PLAINS, NEW YORK Have you lost money with financial advisor Nicholas Jembelis, with David Lerner Associates in White Plains, New York? We are looking into allegations made against Nicholas T. Jembelis. Jembelis has been the subject of a customer complaint, which was made within the last year. The complaint alleges losses in Energy 11,…
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MANORVILLE, NEW YORK Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York? We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA. FINRA was investigating whether…
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MELVILLE, NY Have you lost money with financial advisor Abdul Rahmani? We are investigation allegations made about Abdul M. Rahmani from Melville, New York. FINRA (the Financial Industry Regulatory Authority) barred Rahmani from the securities industry after he failed to fully cooperate with an investigation. FINRA alleges that Rahmani engaged in an outside business activity…
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NEW YORK, NY Have you lost money with financial advisor William Lapiana, with Newbridge Securities Corp. in New York, New York? We are looking into allegations made against William or Bill Lapiana. Lapiana has been the subject of a customer complaint, which was recently made. The customer alleges damages from alternative investments. William Bill Lapiana…
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BROOKLYN, NEW YORK Have you lost money with financial advisor Edgar Kleydman, formerly with AXA Advisors and MML Investors Services in Brooklyn, New York? We are looking into allegations made against Edgar Kleydman. Kleydman was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Kleydman sold…
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MINEOLA, NEW YORK Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA. FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts. Leonid Yurovsky was…
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WESTBURY, NY Have you lost money with financial advisor Rodrigue Lors, formerly with National Securities Corp. and now with Wilmington Capital Securities in Westbury, New York? We are looking into allegations made against Rodrigue Lors. Lors has been the subject of seven customer complaints, five of which have been made since 2020. Lors was alleged…
Continue reading ›Carlos Hurtado, formerly with Spartan Capital Securities, Barred by FINRA NEW YORK, NY – Have you lost money with financial advisor Carlos A. Hurtado. of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Carlos Hurtado. FINRA barred Hurtado after he failed to respond to an investigation.…
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