Elan Sanker, Formerly with Merrill Lynch, Barred from Securities Industry PENNINGTON, NEW JERSEY Were you a customer of financial advisor Elan Sanker? Israels & Neuman is looking into allegations against this advisor, who previously worked in Pennington, New Jersey. Mr. Sanker was barred by FINRA after he refused to respond to an investigation. FINRA began…
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Michael Gravelyn Formerly with Northwestern Mutual Barred GRAND RAPIDS, MICHIGAN Are you a former customer of Michael Gravelyn in Grand Rapids, Michigan? Our firm is reviewing claims made against this advisor. FINRA began its investigation after he was “permitted to resign” by Northwestern Mutual in April 2023. According to Northwestern Mutual, the resignation was made…
Continue reading ›Former Northwestern Mutual Advisor Justin Maher Suspended for Crypto Sales NEW HAVEN, CT Did you invest in cryptocurrencies with Justin Maher of Northwestern Mutual? In September 2023, he was suspended from the securities brokerage industry for 12 months and fined $10,000 for selling cryptocurrency investments without disclosing it to his former brokerage firm, Northwestern Mutual.…
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GAINESVILLE, FLORIDA Have you lost money with financial advisor Roderick Whited, formerly with Northwestern Mutual in Gainesville, Florida? We are looking into allegations made against Roderick Whited. Whited was barred from the securities industry by FINRA after he was alleged to have misappropriated funds from a charitable event that he organized. White has since repaid…
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COUNCIL BLUFFS, IOWA Have you lost money with financial advisor Chad M. Mackland of Council Bluffs, Iowa? We are continuing to look into allegations made against Mackland. The SEC recently barred Mackland from the securities industry in any capacity. Mackland was charged with multiple felonies related to insurance sales practices. In March 2021, FINRA, the…
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Israels & Neuman, PLC Investigates Scott Niekamp, of Northwestern Mutual CHESTERFIELD, MISSOURI – Have you lost money with financial advisor Scott Niekamp, of Northwestern Mutual in Chesterfield, Missouri? We are looking into allegations made against Scott Niekamp, who has been the subject of four (4) customer complaints, all made since 2018. Some of the complaints…
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