New York, NY Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office. Michael Siek has been the subject of six customer complaints, two of which were made in…
Continue reading ›Christopher Harrington, Formerly with Laidlaw & Company, Suspended NEW YORK, NY Are you a former client of financial advisor Christopher Harrington, who had been a representative of Laidlaw & Company in New York, New York? Our investment fraud law firm is looking into allegations made against Christopher Harrington. FINRA’s BrokerCheck shows that Christopher Harrington was…
Continue reading ›Ricardo Rose, with Arive Capital Markets, Subject of Customer Complaints STATEN ISLAND, NEW YORK Were you a customer of advisor Ricardo Rose, with Arive Capital Markets in Staten Island, New York? Ricardo Rose also known as Richard Rose, has been in the securities industry since 2000 and has been the subject of four customer complaints.…
Continue reading ›Brian Wurdemann, Formerly with RBC Capital Markets, Barred by FINRA NEW YORK, NY Did you lose money with financial advisor Brian Wurdemann, formerly with RBC Capital Markets in New York, New York? Mr. Wurdemann was barred by FINRA after he failed to comply with an arbitration award, and was sued by his former brokerage firm,…
Continue reading ›Peter Girgis, with SW Financial, Subject of Nine Complaints NEW YORK, NY Did you have investments with financial advisor Peter Girgis, who was formerly licensed with SW Financial in New York, New York? The securities and investment fraud law firm of Israels & Neuman is examining allegations made by customers of Peter Girgis. Peter Girgis…
Continue reading ›Mirsad Muharemovic, Formerly with Arive Capital Markets, Suspended CORAM, NEW YORK Have you lost money while investing with financial advisor Mirsad Muharemovic, who previously worked with Arive Capital Markets in Coram, New York? Our securities arbitration law firm is looking into claims made against Mirsad Muharemovic. FINRA has been investigating whether Muharemovic had been excessively…
Continue reading ›National Securities Corp. Advisor, Jay Sheth Suspended Three Months from the Securities Industry NEW YORK, NY Are you a current or former customer of advisor Jay Sheth at National Securities Corp.? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by FINRA (the Financial Industry Regulatory Authority)…
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