Jae Kim Formerly with E1 Asset Management Barred CORTLANDT MANOR, NEW YORK Have you lost money investing with financial advisor Jae Kim in Cortlandt Manor, New York? After Jae Kim failed to respond to FINRA’s inquiry, he was barred from the securities industry. FINRA Rule 8210 states that licensed advisors are required to respond to…
Continue reading ›Gary Costello Fired by Truist Investment Services PALM BEACH, FLORIDA Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been…
Continue reading ›Andrew Schell with D.A. Davidson Subject of 19 Complaints COLORADO SPRINGS, COLORADO Did you invest with Andrew Schell from Colorado Springs, Colorado? Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson. Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March…
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MOORESTOWN, NEW JERSEY Have you lost money with financial advisor David Melilli, formerly with SagePoint Financial and Cambridge Investment Research in Moorestown, New Jersey? We are looking into allegations made against David John Melilli. Melilli was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA was investigating allegations…
Continue reading ›TARZANA, CALIFORNIA Have you lost money with financial advisor Christopher B. Kennedy, formerly with Western International Securities in Tarzana, California? We are looking into allegations made against Christopher Kennedy. Kennedy has been the subject of four customer complaints, three of which were made within the last year. The complaints allege unsuitable options trading that caused…
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