Articles Posted in Pennsylvania

Santiago Torres of Truist Investments Fraud Allegations
Israels & Neuman, PLC

WILLOW STREET, PENNSYLVANIA Did you invest with Santiago Torres, Jr., of Truist Investment Services in Willow Street, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is investigating claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities industry.…

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Ceondre Colvin of NYLife is Barred
Israels & Neuman, PLC

PITTSBURGH, PENNSYLVANIA Did you invest with financial advisor Ceondre Colvin in Pittsburgh, Pennsylvania? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of NYLife (New York Life) Securities. In November 2024, he was barred from the securities brokerage industry by FINRA after he refused to cooperate with…

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CHRISTOPHER REYNOLDS of Pruco Securities FORGERY Complaints
Israels & Neuman, PLC

Pruco Securities Stockbroker Christopher Reynolds Barred by FINRA CANONSBURG, PENNSYLVANIA Did you lose money with financial advisor Christopher Reynolds, formerly with Pruco Securities in Canonsburg, Pennsylvania? The securities fraud law firm of Israels & Neuman is reviewing claims made by FINRA against this advisor. FINRA barred him from the securities industry in August 2024. FINRA…

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JOEL FREEDMAN of Morgan Stanley FIRED for Unauthorized Trading
Israels & Neuman, PLC

Morgan Stanley Fires Advisor Joel Freedman CONSHOHOCKEN, PENNSYLVANIA Are you a former customer of financial advisor Joel Freedman from West Conshohocken, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Joel Freedman, who was fired by his brokerage firm, Morgan Stanley in March 2024. The firm fired…

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CYNTHIA BEYERLEIN of Ameriprise is SUSPENDED by FINRA
Israels & Neuman, PLC

Former Ameriprise Financial Services Advisor Cynthia Beyerlein Suspended LANCASTER, PENNSYLVANIA Have you invested with financial advisor Cynthia Beyerlein from Lancaster, Pennsylvania? She was suspended for eight months by FINRA. FINRA began its investigation of Beyerlein after she was fired by her brokerage firm, Ameriprise Financial Services. She was under internal investigation by Ameriprise Financial Services,…

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JOHN DOUGHERTY of LPL Financial is FIRED
Israels & Neuman, PLC

LPL Financial Fires Advisor John Dougherty BLUE BELL, PENNSYLVANIA Have you invested with financial advisor John Dougherty from Blue Bell, Pennsylvania? Our law firm is looking into allegations made against John Dougherty. John Dougherty was fired by LPL Financial in July 2023, according to his BrokerCheck Report (linked below). John A. Dougherty held his securities…

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