TULSA, OKLAHOMA Did you suffer investment losses with advisor William Shane Garrow in Tulsa, Oklahoma? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor. He previously worked with the Bank of Oklahoma and BOK Financial Securities, and was charged with bank fraud. He recently pleaded guilty…
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Kenneth Judd, Formerly with Valkyrie Equities, Barred from Securities Industry FARMERS BRANCH, TEXAS Did you invest with financial advisor Kenneth Judd in Farmers Branch, Texas? Our securities arbitration law firm is looking into claims made against this advisor, who previously worked for Valkyrie Equities. He was expelled from the securities brokerage industry by FINRA after…
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Advisor Randy Birkinbine, with Ausdal Financial Partners, Subject of Customer Complaints NORTH OAKS, MINNESOTA Have you lost money investing with Randy Birkinbine of Ausdal Financial Partners in North Oaks, Minnesota? According to Brokercheck, Ausdal Financial Partners has been named as a party in three cases filed in 2024, and Mr. Birkinbine was the subject of…
Continue reading ›Peter Reinecke Formerly with Saxony Securities Subject of Two Complaints ST. LOUIS, MISSOURI Did you invest with financial advisor Peter Reinecke, who was previously affiliated with Saxony Securities in St. Louis, Missouri? According to BrokerCheck, this advisor has been the subject of two customer complaints, both of which were made in the last two years.…
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David Taddeo with LPL Financial Securities Subject of Complaints LA MESA, CALIFORNIA Are you a client of David Taddeo at LPL Financial in La Mesa, CA? He has been with LPL Financial Securities since 2000 and is the subject of six customer complaints, four of which have been made since 2020. The most recent complaint,…
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Reuben Brown Formerly with Edward Jones Barred by FINRA SOUTHLAKE, TEXAS Did you invest with advisor Reuben Brown of Edward Jones in Southlake, Texas? After he failed to respond to a FINRA inquiry, he was barred from the securities industry pursuant to FINRA Rule 8210. This rule generally provides that financial advisors must respond to…
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Merrill Lynch Stockbroker Spencer Miller Subject of Several Complaints WESTLAKE VILLAGE, CALIFORNIA Are you a client of financial advisor Spencer Miller, with Merrill Lynch in Westlake Village, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this financial advisor. According to FINRA’s (Financial Industry Regulatory…
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FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The…
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WESTBURY, NY Have you lost money with financial advisor Rodrigue Lors, formerly with National Securities Corp. and now with Wilmington Capital Securities in Westbury, New York? We are looking into allegations made against Rodrigue Lors. Lors has been the subject of seven customer complaints, five of which have been made since 2020. Lors was alleged…
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WESTPORT, CONNECTICUT Have you lost money with financial advisor Jeffrey Basford, with David Lerner Associates in Westport, Connecticut? We are looking into allegations made against Jeffrey D. Basford. Basford has been the subject of two customer complaints, both of which were made within the last year. The complaints allege losses in Energy 11 and Energy…
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