Articles Posted in Prudential

ROSALINE ALAM of Pruco Securities is BARRED
Israels & Neuman, PLC

June 14, 2024

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Rosaline Alam, Formerly with Pruco Securities, Barred CLAREMONT, CALIFORNIA Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential). She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond…

MICHAEL BRICKMAN of Pruco Securities is BARRED
Israels & Neuman, PLC

February 27, 2024

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Michael Brickman Barred from Securities Industry by FINRA PARAMUS, NEW JERSEY Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential). He was barred from the securities industry by…

ROBERT LULEY of Pruco Securities is SUSPENDED
Israels & Neuman, PLC

October 31, 2023

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Pruco Securities Advisor Robert Luley Suspended by FINRA CHARLOTTE, NORTH CAROLINA Robert Luley also known as Rob Leo Luley, has been indefinitely suspended by FINRA, as of August 2023. He previously worked with Pruco Securities and Madison Avenue Securities, and failed to respond to a FINRA investigation. See his BrokerCheck Report attached below. This ultimately…

JAMES PELLETIERE of Pruco Securities is BARRED
Israels & Neuman, PLC

October 5, 2023

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James Pelletiere, formerly with Pruco Securities, Barred by FINRA DOWNERS GROVE, ILLINOIS Did you invest with financial advisor James Pelletiere, formerly with Pruco Securities? We are reviewing claims made against James Pelletiere from Downers Grove, Illinois. In October 2023, FINRA (the Financial Industry Regulatory Authority) barred Pelletiere from the securities industry. FINRA alleged that he…

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