Advisor Randy Birkinbine, with Ausdal Financial Partners, Subject of Customer Complaints NORTH OAKS, MINNESOTA Have you lost money investing with Randy Birkinbine of Ausdal Financial Partners in North Oaks, Minnesota? According to Brokercheck, Ausdal Financial Partners has been named as a party in three cases filed in 2024, and Mr. Birkinbine was the subject of…
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John Bussa, with Lincoln Financial Advisors, Subject of Several Complaints SOUTHFIELD, MICHIGAN Have you invested with John Bussa from Southfield, Michigan? Our firm is reviewing allegations made by several customers who have filed claims against his brokerage firm, Lincoln Financial Advisors. Bussa has been the subject of eight customer complaints, two of which are still…
Continue reading ›Former Cantella & Co. advisor Robert Gleason Suspended OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating…
Continue reading ›Scott Roslonowski with Ameriprise Financial Services Subject of Complaints INDIAN HARBOUR BEACH, FLORIDA Have you invested in REITs through Scott Roslonowski at Ameriprise Financial Services in Harbour Beach, Florida? He has been with Ameriprise Financial Services since October 2009. Scott Roslonowski has been the subject of two customer complaints during 2023 – one made in…
Continue reading ›Leo Chien, with Cetera Investment Services, Subject of Several Complaints SAN GABRIEL, CALIFORNIA Have you invested with Leo Chien from San Gabriel, California? Our securities arbitration law firm is reviewing claims made by former clients of Leo Li-Yuan Chien, with Cetera Investment Services. Mr. Chien has been a registered representative of Cetera Investment Services since…
Continue reading ›Robert Dechick with DH Hill Securities Subject of Complaints CLERMONT, FLORIDA Have you invested in REITs through DH Hill Securities? Our securities arbitration law firm is looking into claims made against advisor, Robert Dechick of Clermont, Florida. Mr. Dechick has been the subject of five customer complaints since 2020, including two complaints that were made…
Continue reading ›Yong Chang with Independent Financial Group Subject of Two Complaints SEATTLE, WASHINGTON Have you invested with Yong Chang from Seattle, Washington? Our securities arbitration law firm is reviewing claims made by clients of Yong Seok Chang, with Independent Financial Group. Chang has been a representative of Independent Financial Group since 2008 in Seattle, Washington, as…
Continue reading ›Stephen Sperling, with Wintrust Investments, Subject of Several Complaints PALATINE, ILLINOIS Have you invested with Stephen Sperling from Palatine, Illinois? Our investment fraud and securities arbitration law firm is reviewing claims made by a former client of Stephen J. Sperling, with Wintrust Investments. View his BrokerCheck Report HERE. Sperling has been a registered representative of…
Continue reading ›Richard Matheis, Formerly with Union Capital Company, Barred from Securities Industry OVERLAND PARK, KANSAS Have you invested with stockbroker Richard Matheis in Overland Park, Kansas? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Richard Matheis. FINRA’s Disciplinary Database disclosed that he was barred from the securities…
Continue reading ›William Horak, with Purshe Kaplan Sterling, Subject of GWG Complaints TALLAHASSEE, FLORIDA Have you invested in GWG L bonds or the ARC Hospitality Trust through Purshe Kaplan Sterling? Our securities arbitration law firm is looking into claims made against William Horak who has been with Purshe Kaplan Sterling since May 2014. William Horak has been…
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