Akinfolarin Sessi, Formerly with Edward Jones, Barred from Securities Industry ST. LOUIS, MISSOURI Are you a former client of financial advisor Akinfolarin Sessi in St. Louis, Missouri? Our law firm is looking into claims made against this advisor, who was kicked out of the securities brokerage industry by FINRA after he refused to cooperate with…
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Former KMS Financial Advisor Debra Mae Carter Sentenced to Prison WEATHERFORD, TEXAS Did you invest with Debra Mae Carter in Weatherford, Texas? She previously worked with KMS Financial, and was recently sentenced to life in prison for her role in William “Doc” Gallagher’s Ponzi scheme. Over $30 million was stolen from victims in Gallagher’s scheme.…
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Advisor Ronnie Dumag is Barred from the Securities Industry SACRAMENTO, CALIFORNIA Are you a former client of financial advisor Ronnie Dumag? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with PFS Investments (Primerica). Mr. Dumag was barred by FINRA after he refused…
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wp:divi/placeholder [et_pb_section admin_label=”section”] [et_pb_row admin_label=”row”] [et_pb_column type=”4_4″][et_pb_text admin_label=”Text”] Paul Trimber, Formerly with Wells Fargo, Barred ALEXANDRIA, VIRGINIA Did you invest with Paul Trimber in Alexandria, Virginia? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against this advisor, who previously worked with Wells Fargo. He was recently expelled from…
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Fifth Third Securities Fires Advisor Richard Critelli MARIETTA, GEORGIA Have you invested with financial advisor Richard Critelli from Marietta, Georgia? The securities arbitration law firm of Israels & Neuman is reviewing allegations made against Richard A. Critelli. In December 2023, he was fired by Fifth Third Securities. Critelli was alleged to have altered customer documentation.…
Continue reading ›David Tall Formerly with SagePoint Financial is Barred by FINRA SAN JUAN CAPISTRANO, CALIFORNIA Are you a former client of David Tall in San Juan Capistrano, California? We are reviewing allegations made against David Tall, formerly with SagePoint Financial and Osaic Wealth. It was alleged that he executed two promissory notes without firm approval, which…
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FALLS CHURCH, VIRGINIA Have you invested with financial advisor Chun Elmejjad from Falls Church, Virginia? Our law firm is looking into allegations made against this advisor, who was fired by Equitable Advisors (previously known as AXA Advisors) in November 2023, according to FINRA’s BrokerCheck. Chun Suk Elmejjad had held a securities license with the brokerage…
Continue reading ›Pruco Securities Advisor Robert Luley Suspended by FINRA CHARLOTTE, NORTH CAROLINA Robert Luley also known as Rob Leo Luley, has been indefinitely suspended by FINRA, as of August 2023. He previously worked with Pruco Securities and Madison Avenue Securities, and failed to respond to a FINRA investigation. See his BrokerCheck Report attached below. This ultimately…
Continue reading ›Julie Darrah Fired for Fraud by Wealth Enhancement Advisory Services ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Julie Darrah, also known as Julie Banuelos. According to AdvisorInfo, a website maintained by the SEC,…
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FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…
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