Articles Posted in Spartan Capital Securities

JOHN CHRISTOFORIDIS of Spartan Capital is BARRED
Israels & Neuman, PLC

August 14, 2024

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Spartan Capital Stockbroker John Christoforidis Barred by FINRA GARDEN CITY, NEW YORK Did you lose money with financial advisor John Christoforidis, formerly with Spartan Capital Securities in Garden City, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Mr. Christoforidis. FINRA barred him from…

JOAO PINTO of Spartan Capital is SUSPENDED by FINRA
Israels & Neuman, PLC

November 23, 2023

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Joao Pinto of Spartan Capital, Suspended by FINRA NEW YORK, NY Have you invested money with financial advisor Joao Pinto, with Spartan Capital Securities in New York, New York? Our securities arbitration law firm is reviewing claims made by FINRA against Joao A. Pinto. FINRA has suspended Pinto from the securities industry for three months.…

Investigation of JOHN LOWRY of Spartan Capital
Israels & Neuman, PLC

November 22, 2021

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NEW YORK, NY Have you lost money with John Lowry, with Spartan Capital Securities in New York, New York? We are looking into allegations made against John Lowry. Lowry has been the subject of an investigation by FINRA. FINRA is investigating whether Lowry had willfully failed to timely amend Forms U4 to disclose arbitration filings…

MATTHEW SILIATO Involved in Churning Accounts and Unauthorized Trading
Israels & Neuman, PLC

November 16, 2021

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NEW YORK, NY Have you lost money with financial advisor Matthew Siliato, formerly with Wynston Hill Capital in New York, New York? We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority. Earlier in 2021, FINRA barred Matthew Siliato after he failed to respond to an investigation. FINRA was investigating…

CARLOS HURTADO Accused of Engaging in Private Securities Sales
Israels & Neuman, PLC

June 23, 2021

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Carlos Hurtado, formerly with Spartan Capital Securities, Barred by FINRA NEW YORK, NY – Have you lost money with financial advisor Carlos A. Hurtado. of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Carlos Hurtado. FINRA barred Hurtado after he failed to respond to an investigation.…

MARC REDA Involved in Allegations of Excessive Trading
Israels & Neuman, PLC

June 16, 2021

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Marc Reda, with Spartan Capital Securities, Subject of FINRA Complaint NEW YORK, NY – Have you lost money with financial advisor Marc A. Reda of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Marc Reda. FINRA alleged that Reda made unsuitable recommendations by excessively trading (or…

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