Articles Posted in theft

ROSELLE, ILLINOIS Have you lost money with financial advisor Bradley A. Goodbred of Roselle, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, which barred him after he failed to respond to an investigation. FINRA was investigating this advisor after he was terminated by his former brokerage firm, LPL Financial. He…

Brian Scott Graham Barred from Securities Industry PLAINFIELD, ILLINOIS Did you invest with former financial advisor and stockbroker Brian Scott Graham in Plainfield, Illinois? Israels & Neuman is reviewing claims made against this advisor, who was licensed with Cetera Advisor Networks from 2013 to April 2024. He was barred from the securities industry by FINRA…

Maria De Los Angeles Leon Barred from Securities Industry for Allegations of Stolen Funds GRAND RAPIDS, MICHIGAN Did you invest with advisor Maria De Los Angeles Leon in Grand Rapids, Michigan? Israels & Neuman is reviewing claims made against this advisor, who was affiliated with PNC Investments from June 2022 to September 2024. She was…

USA Financial Fires Advisor James Turpin HADDONFIELD, NEW JERSEY Did you lose money with financial advisor James Turpin from Haddonfield, New Jersey? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against James Turpin also known as Jim Turpin. Earlier in June 2024, he was fired by USA…

Spire Securities Fires Advisor Courtney Smith BETHESDA, MARYLAND Are you a former customer of financial advisor Courtney Smith from Bethesda, Maryland? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. She was fired by Spire Securities Financial Services in March 2024 after it was alleged that…

Former Morgan Stanley Advisor Ronald Diaz Pleads Guilty to Wire Fraud, Sentencing set for September 2024 TUCSON, ARIZONA Are you a former client of Ronald Diaz of Morgan Stanley in Tucson, Arizona? He was charged with wire fraud by the U.S. Attorney’s Office for the District of Arizona and recently pleaded guilty to the charges.…

Bryan Noonan, Formerly with Raymond James and Edward Jones, is Barred SCOTTSDALE, ARIZONA Did you invest with Bryan Noonan in Scottsdale, Arizona? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations with respect to Bryan Noonan, who was previously licensed with Raymond James and Edward Jones. He was barred from…

Advisor Ronnie Dumag is Barred from the Securities Industry SACRAMENTO, CALIFORNIA Are you a former client of financial advisor Ronnie Dumag? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with PFS Investments (Primerica). Mr. Dumag was barred by FINRA after he refused…

Rosaline Alam, Formerly with Pruco Securities, Barred CLAREMONT, CALIFORNIA Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential). She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond…

Ronald Berg, Formerly with Innovation Partners, Barred from Securities Industry SEVEN OAKS, CALIFORNIA Are you a former client of financial advisor Ronald Berg? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with a brokerage firm called Innovation Partners. Mr. Berg was barred…