Gary Kieper, Formerly with Thrivent Investment Management, Barred from Securities Industry ANTIGO, WISCONSIN Are you a former client of Gary Kieper in Antigo, Wisconsin? Israels & Neuman is reviewing claims made against Mr. Kieper, who previously worked with Thrivent Investment Management. In May 2024, Mr. Kieper was barred by FINRA after he refused to respond…
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David Wong, With Integrity Brokerage, Subject of FINRA Complaints SEATTLE, WASHINGTON Israels & Neuman is reviewing allegations made by FINRA against David Wong, who owns and operates Integrity Brokerage in Seattle, Washington. FINRA wants to punish this advisor according to a May 2024 complaint. FINRA has alleged that David Wong misappropriated about $9,500 from three…
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Michael Gravelyn Formerly with Northwestern Mutual Barred GRAND RAPIDS, MICHIGAN Are you a former customer of Michael Gravelyn in Grand Rapids, Michigan? Our firm is reviewing claims made against this advisor. FINRA began its investigation after he was “permitted to resign” by Northwestern Mutual in April 2023. According to Northwestern Mutual, the resignation was made…
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Andrew Egber, Formerly with Wells Fargo, Barred by FINRA from the Securities Industry BETHESDA, MARYLAND Are you a former client of Andrew Egber in Bethesda, Maryland? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations against Andrew Egber, who previously worked with Wells Fargo, Raymond James, and Steward…
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FINRA Seeks to Bar Criminally Charged Farmington Hills Advisor, Gary Harpe FARMINGTON HILLS, MICHIGAN Did you invest with Gary Harpe, formerly with PFS Investments (Primerica) in Farmington Hills, Michigan? Our securities arbitration law firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against advisor Gary Harpe. FINRA brought a complaint seeking…
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wp:divi/placeholder [et_pb_section admin_label=”section”] [et_pb_row admin_label=”row”] [et_pb_column type=”4_4″][et_pb_text admin_label=”Text”] Paul Trimber, Formerly with Wells Fargo, Barred ALEXANDRIA, VIRGINIA Did you invest with Paul Trimber in Alexandria, Virginia? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against this advisor, who previously worked with Wells Fargo. He was recently expelled from…
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Juan Sosa Formerly with SagePoint Financial is Barred STUDIO CITY, CALIFORNIA Are you a former client of Juan Sosa in Studio City, California? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against Juan Sosa, formerly with SagePoint Financial and Independent Financial Group. It has been alleged that Sosa…
Continue reading ›Warrant Issued for Former Royal Fund Management Advisor William Berg WAUKEE, IOWA Did you invest with William Berg, also known as Bill Berg, formerly with Royal Fund Management? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against this advisor. In March 2024, a federal arrest warrant was…
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Matthew Chimento Barred from Securities Industry ALPHARETTA, GEORGIA Are you a former client of financial advisor Matthew Chimento in Alpharetta, Georgia? Israels & Neuman is reviewing allegations against this broker, who previously worked with Morgan Stanley (Prudential). He was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database. In November 2023, Matthew…
Continue reading ›Julie Darrah Fired for Fraud by Wealth Enhancement Advisory Services ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Julie Darrah, also known as Julie Banuelos. According to AdvisorInfo, a website maintained by the SEC,…
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