If you have lost money investing in autocallable structured notes or other types of structured products, please call our office today. You may be able to recover some or all of your investment losses through securities arbitration. The securities and investment fraud lawyers at Israels & Neuman PLC have handled many cases involving structured products…
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MELVILLE, NY Did you invest with financial advisor Thomas Duggan, formerly with Aegis Capital in Melville, New York? Our investment fraud law firm is reviewing claims made by former customers against this advisor. Thomas Duggan has been the subject of nine customer complaints throughout his career, and eight of those complaints have been made since…
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Former Morgan Stanley Advisor Steven Schmitt Subject of Complaint NEW YORK, NY Are you a former customer of financial advisor Steven Schmitt from New York, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against this advisor, who previously worked with Morgan Stanley and is now…
Continue reading ›TAMPA, FLORIDA Have you lost money with financial advisor Michael Nixon, formerly with Paulson Investment Company in Tampa, Florida? We are looking into allegations made against Michael P. Nixon. Nixon has been the subject of an investigation by FINRA. FINRA investigated Nixon regarding allegations that he sold unsuitable investments in Steepener Notes. FINRA alleged that…
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LIVINGSTON, NJ Have you lost money with financial advisor Rodger Thomas, formerly with SCF Securities and now with Newbridge Securities Corp. in Livingston, New Jersey? We are looking into allegations made against Rodger Erik Thomas. Thomas has been the subject of two customer complaints, one of which was filed within the last year. The recent…
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MIAMI, FLORIDA Have you lost money with financial advisor Kevin Dooley, with AXA Advisors (now Equitable Advisors) in Miami, Florida? We are looking into allegations made against Kevin Dooley. Dooley has been the subject of a recent customer complaint made in 2021. Dooley was alleged to have sold unsuitable investments in illiquid alternative investments, like…
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