Articles Posted in unsuitable misrepresentation

Lawrence Rice Permitted to Resign by Centaurus Financial LAUDERDALE BY THE SEA, FLORIDA Are you a former customer of Lawrence Roger Rice, formerly with Centaurus Financial, in Lauderdale by the Sea, Florida? FINRA’s BrokerCheck Report (linked below) shows that he was “permitted to resign” by the brokerage firm in February 2024. He had been licensed…

Jeffrey Furniss, with Lincoln Financial Advisors, Subject of Several Complaints ANNAPOLIS, MARYLAND Did you invest in oil and gas with Jeffrey Furniss from Annapolis, Maryland? Our firm is reviewing allegations made by several customers who filed claims against his brokerage firm, Lincoln Financial Advisors. According to FINRA’s BrokerCheck, Mr. Furniss has been the subject of…

Customers of Paul Meaney Complain About Oil and Gas Investments WALTHAM, MASSACHUSETTS The securities and investment fraud law firm of Israels & Neuman is looking into complaints made by several former customers who filed claims against Paul Meaney, while at Lincoln Financial Advisors. Lincoln Financial has faced five customer complaints regarding recommendations made by Mr.…

John Bussa, with Lincoln Financial Advisors, Subject of Several Complaints SOUTHFIELD, MICHIGAN Have you invested with John Bussa from Southfield, Michigan? Our firm is reviewing allegations made by several customers who have filed claims against his brokerage firm, Lincoln Financial Advisors. Bussa has been the subject of eight customer complaints, two of which are still…

Brent Fuchs, with Lincoln Financial Advisors, Subject of Customer Complaints PRESTON, MARYLAND Have you invested with Brent Fuchs from Preston, Maryland? We are looking into complaints made by several customers who filed claims against his brokerage firm, Lincoln Financial Advisors. The brokerage firm was named in a group claim by seven customers, all alleging that…

Former Cantella & Co. advisor Robert Gleason Suspended OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating…

James Monken with Morgan Stanley, Subject of Customer Complaints CLAYTON, MISSOURI Have you invested with stockbroker James Monken from Clayton, Missouri? We are looking into two complaints made by former customers who filed claims against Mr. Monken’s brokerage firm. Morgan Stanley has faced two customer complaints, filed in July and September 2023, alleging that Monken…

Gary Costello Fired by Truist Investment Services PALM BEACH, FLORIDA Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been…

Christopher Cavallaro, Formerly with Lincoln Financial Advisors, Subject of Customer Complaints FALMOUTH, MASSACHUSETTS Have you invested with Christopher Cavallaro from Falmouth, Massachusetts? The securities and investment fraud law firm of Israels & Neuman is looking into complaints made by several former customers who have filed claims against Christopher Cavallaro’s former brokerage firm, Lincoln Financial Advisors.…

Keliikai Castillo Fired by UnionBanc Investment Services SEATTLE, WASHINGTON Are you a former client of Keliikai Castillo with UnionBanc Investment Services in Seattle, Washington? He was fired by UnionBanc Investment Services in July 2023. According to BrokerCheck, Castillo engaged in unreported outside business activities and private securities transactions. In simple terms, this means that he…