Yong Chang with Independent Financial Group Subject of Two Complaints SEATTLE, WASHINGTON Have you invested with Yong Chang from Seattle, Washington? Our securities arbitration law firm is reviewing claims made by clients of Yong Seok Chang, with Independent Financial Group. Chang has been a representative of Independent Financial Group since 2008 in Seattle, Washington, as…
Continue reading ›LPL Financial Fires Advisor John Dougherty BLUE BELL, PENNSYLVANIA Have you invested with financial advisor John Dougherty from Blue Bell, Pennsylvania? Our law firm is looking into allegations made against John Dougherty. John Dougherty was fired by LPL Financial in July 2023, according to his BrokerCheck Report (linked below). John A. Dougherty held his securities…
Continue reading ›Stephen Sperling, with Wintrust Investments, Subject of Several Complaints PALATINE, ILLINOIS Have you invested with Stephen Sperling from Palatine, Illinois? Our investment fraud and securities arbitration law firm is reviewing claims made by a former client of Stephen J. Sperling, with Wintrust Investments. View his BrokerCheck Report HERE. Sperling has been a registered representative of…
Continue reading ›Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints HAUPPAUGE, NEW YORK Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges…
Continue reading ›Douglas Solinsky, Formerly with Newbridge Securities Corp., Suspended by FINRA NEW YORK, NY Did you invest with Douglas Solinsky from New York, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA, against Douglas B. Solinsky, who formerly was a representative of Newbridge Securities Corp. He…
Continue reading ›Zachary Taylor Discharged with Oppenheimer & Company NEWPORT BEACH, CALIFORNIA Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s BrokerCheck report. Zachary Taylor was discharged by Oppenheimer & Company in May 2023. According to BrokerCheck, Zachary…
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FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…
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TOTOWA, NEW JERSEY Have you lost money with financial advisor Jeffrey Dampf, formerly with PFS Investments in Totowa, New Jersey? We are looking into allegations made against Jeffrey Dampf. Dampf was barred from the securities industry after he failed to respond to a FINRA investigation. Jeffrey Dampf was being investigated after it was alleged that…
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MONTEREY PARK, CALIFORNIA Have you lost money with financial advisor Joshua Helmle, formerly with Integrity Brokerage Services in Monterey Park, California? We are looking into allegations made against Joshua Helmle. Helmle has been the subject of two customer complaints, one of which was made within the last year. The complaint alleges losses in private placements…
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MIAMI, FLORIDA Have you lost money with financial advisor Alberto Valdes, formerly with Raymond James Financial and now with Citigroup in Miami, Florida? We are looking into allegations made against Alberto Valdes. Valdes has been the subject of two customer complaints, one of which was made within the last year. One of the complaints alleges…
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