Articles Posted in Wealth

SHARIF AZMI SHARIF of LPL Financial is SUSPENDED
Israels & Neuman, PLC

Former LPL Financial Advisor Sharif Azmi Sharif Suspended ELMHURST, ILLINOIS Have you invested with financial advisor Sharif Azmi Sharif from Elmhurst, Illinois? This advisor has been suspended for nine months and fined $5,000 by FINRA. According to FINRA’s AWC, Sharif was a founding member of a crypto mining company. He and a business partner solicited…

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COMPLAINTS Against CHRISTOPHER CAVALLARO of Lincoln Financial
Israels & Neuman, PLC

Christopher Cavallaro, Formerly with Lincoln Financial Advisors, Subject of Customer Complaints FALMOUTH, MASSACHUSETTS Have you invested with Christopher Cavallaro from Falmouth, Massachusetts? The securities and investment fraud law firm of Israels & Neuman is looking into complaints made by several former customers who have filed claims against Christopher Cavallaro’s former brokerage firm, Lincoln Financial Advisors.…

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WILLIAM HORAK of Purshe Kaplan Subject of GWG Complaints
Israels & Neuman, PLC

William Horak, with Purshe Kaplan Sterling, Subject of GWG Complaints TALLAHASSEE, FLORIDA Have you invested in GWG L bonds or the ARC Hospitality Trust through Purshe Kaplan Sterling? Our securities arbitration law firm is looking into claims made against William Horak who has been with Purshe Kaplan Sterling since May 2014. William Horak has been…

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COMPLAINT Against JOSEPH HURLEY of Cambridge Investment
Israels & Neuman, PLC

Joseph Hurley, with Cambridge Investment Research, Subject of Customer Complaint BATTLE GROUND, WASHINGTON Have you invested with Joseph Hurley from Battle Ground, Washington? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made by a customer who filed a claim against Joseph Hurley’s brokerage firm, Cambridge Investment Research. In…

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UPDATE! Advisor Chad Mackland Charged with FRAUD
Israels & Neuman, PLC

COUNCIL BLUFFS, IOWA Have you lost money with financial advisor Chad M. Mackland of Council Bluffs, Iowa? We are continuing to look into allegations made against Mackland. The SEC recently barred Mackland from the securities industry in any capacity. Mackland was charged with multiple felonies related to insurance sales practices. In March 2021, FINRA, the…

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CLARK HARRIS of Sigma Financial FIRED – Michigan
Israels & Neuman, PLC

BLOOMFIELD HILLS, MICHIGAN – Have you lost money with financial advisor Clark Dee Harris, formerly of Sigma Financial in Bloomfield Hills, Michigan? We are looking into allegations made against Clark Harris. Clark Harris was terminated by Sigma Financial after Harris allegedly sold illiquid real estate investments without having a license to do so. It was…

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