Articles Posted in Wisconsin

GARY KIEPER of Thrivent Investment is BARRED
Israels & Neuman, PLC

Gary Kieper, Formerly with Thrivent Investment Management, Barred from Securities Industry ANTIGO, WISCONSIN Are you a former client of Gary Kieper in Antigo, Wisconsin? Israels & Neuman is reviewing claims made against Mr. Kieper, who previously worked with Thrivent Investment Management. In May 2024, Mr. Kieper was barred by FINRA after he refused to respond…

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STEVEN SCHROEDER of Principal Securities is FIRED
Israels & Neuman, PLC

Steven Schroeder Fired by Principal Securities HUDSON, WISCONSIN Are you a former customer of Steven Schroeder, formerly with Principal Securities, in Hudson, Wisconsin? FINRA recently reported that Steven Schroeder was fired by Principal Securities in October 2023. He had been licensed with the brokerage firm between 1993 and October 2023. Steven W. Schroeder’s BrokerCheck report…

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ROBERT STARNES of SA Stone Wealth Management is FIRED
Israels & Neuman, PLC

Robert Starnes Fired with SA Stone Wealth Management WAUWATOSA, WISCONSIN Are you a former client of financial advisor Robert Starnes formerly with SA Stone Wealth Management in Wauwatosa, Wisconsin? Starnes registration with SA Stone Wealth Management was terminated in May 2023. He was fired after an executor of an estate complained that he accepted funds…

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