THEODORE FRANSE of Independent Financial Accused of Selling Unsuitable REITs

FAIR OAKS, CALIFORNIA Have you lost money with financial advisor Theodore Franse, formerly with Independent Financial Group and First Allied Securities in Fair Oaks, California? We are looking into allegations made against Theodore Franse. Franse has been the subject of six customer complaints, two of which were filed within the last year. The recent complaints allege that Ted Franse sold unsuitable investments in REITs, or real estate investment trusts.

Theodore or Ted Franse was with Independent Financial Group from July 2013 to April 2017. He was also with First Allied Securities from 2006 to July 2013 and with NI Advisors from August 2017 to the present. He has worked at branch offices in Fair Oaks, California.

Brokerage firms like Independent Financial Group have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against First Allied Securities,

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If you lost money with Theodore Franse, First Allied Securities, or Independent Financial Group, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.