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Complaints Against WALTER SCOTT HALL of NYLife and Coastal Equities
Walter Scott Hall of NYLife Securities and Coastal Equities, Terminated by Both Firms
MEMPHIS, TENNESSEE
The securities fraud law firm of Israels & Neuman is reviewing allegations made against Walter Scott Hall. Hall was a financial advisor with NYLife Securities and Coastal Equities. He was discharged by New York Life (NYLife) in 2020 “after the company’s review of his business practices raised a number of concerns…which included service related complaints”. In February 2022, Hall was discharged by Coastal Equities after he admitted to creating a fictitious promissory note and forged a signature on the note.
Walter Hall worked in branch offices in Memphis, Tennessee. He had been with New York Life from 2007 to July 2020 and with Coastal Equities from September 2020 to February 2022. He was also an investment advisor with Eagle Strategies.
NYLife Securities and Coastal Equities must abide by FINRA Rule 3110 and adequately supervise the conduct of their advisors like Walter Hall. If they fail to adequately supervise Hall or other advisors, the firms could be responsible for financial losses.
Our investment fraud and securities arbitration law firm has represented over 1,000 investors in the past. We represent investors throughout the country, including in Tennessee.
Click to view: Hall, Walter BrokerCheck 3.1.22